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Cetera Investment Services LLC

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Firm Information

Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Cetera Investment Services LLC

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Branch Locations (46)

CETERA INVESTMENT SERVICES LLC has a total of 46 branch locations across the country.
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Green Bay, WI

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LOS ANGELES, CA

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FORT WAYNE, IN

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SAN GABRIEL, CA

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KNOXVILLE, TN

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GRANTS PASS, OR

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TIGARD, OR

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DEKALB, IL

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ISELIN, NJ

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AUSTIN, TX

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LISLE, IL

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MILLBRAE, CA

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LACONIA, NH

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GREENWOOD VILLAGE, CO

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MONROE, MI

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NASHVILLE, TN

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WESTMONT, IL

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NORTH HAVEN, CT

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EAGLE PASS, TX

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LAS VEGAS, NV

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TIPTON, IN

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MARTINSBURG, PA

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JACKSBORO, TN

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NEW YORK, NY

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CRAWFORDSVILLE, IN

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MCALLEN, TX

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LATHAM, NY

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SAUK CENTRE, MN

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ALBANY, OR

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SAN ANTONIO, TX

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WALNUT, CA

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PEARL RIVER, NY

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WINFIELD, KS

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WEST DES MOINES, IA

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BATON ROUGE, LA

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HOUSTON, TX

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SAN FRANCISCO, CA

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ALHAMBRA, CA

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MIAMI, FL

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SAVANNAH, GA

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Dundalk, MD

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HARRISBURG, PA

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MENDHAM, NJ

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WIMBERLY, TX

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DAWSON, MN

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HARLINGEN, TX

Advisors at Cetera Investment Services LLC

View All 372 Advisors
Unclaimed
Robert Bruce Jennings

CHECOTAH, OK

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Unclaimed
Mohd Nabeel Athar

EL SEGUNDO, CA

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Unclaimed
George Steven Consin

KNOXVILLE, TN

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Unclaimed
James Michael Holweger

ST. CLOUD, MN

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Unclaimed
Patricia Battle

MIAMI, FL

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Unclaimed
Ming mei Lin

SAN GABRIEL, CA

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Unclaimed
Gwendolyn Weithaus

ST CLOUD, MN

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Unclaimed
Molly Kerr

DUBLIN, OH

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Disclosures

There are 2 public disclosures for Cetera Investment Services LLC. Review regulatory record here.

Frequently Asked Questions (4)

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