Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Battle is a financial advisor registered in Alabama and Florida. Patricia has been in the financial services industry since 2004. Currently, Patricia is associated with Cetera Investment Services LLC. Patricia has previously been associated with Morgan Keegan & Company, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
11/12/2019 - Present
Cetera Investment Services LLC (MIAMI FL)
FL
08/06/2013 - 02/12/2019
CETERA INVESTMENT SERVICES LLC (MIAMI FL)
TN
02/23/2011 - 03/31/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
FL
10/23/2009 - 08/13/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
FL
01/25/2002 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (MIAMI FL)
BC
Issued 11/07/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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