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Gwendolyn Weithaus

Cetera Investment Services LLC

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About Gwendolyn Weithaus

Gwendolyn Weithaus is a financial advisor with Cetera Investment Services LLC. Gwendolyn has been working in the financial industry since March 11, 1996. She is a registered representative of Cetera Investment Services LLC and is licensed to sell securities in 51 states. Gwendolyn is also a registered principal in Minnesota. Her previous employers include Coordinated Capital Securities, Inc., Northwestern Mutual Investment Services, LLC, and Strong Investments, Inc. Gwendolyn's areas of expertise include municipal securities, investment company products, and variable contracts.

Firm Information

Gwendolyn Weithaus is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gwendolyn Weithaus’s Registration & Firm History

MN

07/19/2024 - Present

Cetera Investment Services LLC (ST CLOUD MN)

WI

01/26/2024 - 06/03/2024

COORDINATED CAPITAL SECURITIES, INC. (FORT ATKINSON WI)

WI

04/30/2004 - 12/31/2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Milwaukee WI)

WI

01/21/2000 - 01/28/2004

STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)

MN

02/22/1994 - 06/12/1998

AAL CAPITAL MANAGEMENT CORPORATION (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 03/08/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/1997

Series 24 - General Securities Principal Examination

BC

Issued 03/27/1997

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/26/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/1997

Series 7 - General Securities Representative Examination

BC

Issued 02/18/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gwendolyn Weithaus.
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