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George Steven Consin

Cetera Investment Services LLC

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About George Steven Consin

George Steven Consin is a financial advisor with over 30 years of experience in the industry. He is currently registered with Cetera Investment Services LLC in Tennessee and has previously worked with a number of other firms. George Steven Consin holds FINRA Series 7, 24, and 63 registrations as well as the SIE. He has a broad range of experience in the financial services industry and is committed to helping clients achieve their financial goals.

Firm Information

George Consin is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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George Consin’s Registration & Firm History

TN

01/16/2013 - Present

Cetera Investment Services LLC (KNOXVILLE TN)

TN

02/13/2007 - 03/31/2012

MORGAN KEEGAN & COMPANY, INC. (KNOXVILLE TN)

TN

02/14/2000 - 02/13/2007

AMSOUTH INVESTMENT SERVICES, INC. (KNOXVILLE TN)

WI

02/01/1997 - 02/14/2000

INVEST FINANCIAL CORPORATION (APPLETON WI)

NA

11/07/1996 - 02/01/1997

AMERISTAR CAPITAL MARKETS, INC.

TN

01/26/1995 - 08/02/1996

PFIC SECURITIES CORPORATION (FRANKLIN TN)

MA

02/02/1994 - 01/17/1995

JMC INVESTMENT SERVICES, INC. (BOSTON MA)

MA

01/11/1989 - 01/28/1994

JMC FINANCIAL CORPORATION (BOSTON MA)

NA

11/22/1984 - 01/30/1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

BC

Issued 12/13/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/22/1997

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for George Steven Consin.
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