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Ming mei Lin

Cetera Investment Services LLC

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About Ming mei Lin

Ming mei Lin is a financial advisor with Cetera Investment Services LLC. Ming mei Lin has been in the financial industry since December 14, 2006. Ming mei Lin is registered with the state of California. Cetera Investment Services LLC is based in San Gabriel, CA.

Firm Information

Ming mei Lin is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ming mei Lin’s Registration & Firm History

CA

09/25/2017 - Present

Cetera Investment Services LLC (SAN GABRIEL CA)

CA

02/28/2017 - 09/25/2017

LPL FINANCIAL LLC (EL MONTE CA)

CA

03/11/2015 - 02/28/2017

CETERA INVESTMENT SERVICES LLC (EL MONTE CA)

CA

04/15/2013 - 07/31/2013

GLOBALINK SECURITIES, INC. (PASADENA CA)

CA

02/04/2011 - 04/15/2011

PRIMEVEST FINANCIAL SERVICES, INC. (TORRANCE CA)

CA

11/22/2006 - 09/30/2009

PRIMEVEST FINANCIAL SERVICES, INC. (CITY OF INDUSTRY CA)

CA

01/17/2002 - 11/24/2006

SINOPAC FINANCIAL SERVICES (USA) LTD. (CITY OF INDUSTRY CA)

GA

01/01/2002 - 02/01/2002

WMA SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 10/02/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/26/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ming mei Lin.
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