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Robert Bruce Jennings

Cetera Investment Services LLC

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About Robert Bruce Jennings

Robert Jennings is a financial advisor with Cetera Investment Services LLC. Robert has been in the industry since 1996 and is currently registered with the state of Oklahoma. Robert has passed the Series 6, Series 63, and SIE exams. Robert has experience with Cetera Investment Services LLC and previously worked with PRIMEVEST FINANCIAL SERVICES, INC. and LIBERTY SECURITIES CORPORATION.

Firm Information

Robert Jennings is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Jennings’s Registration & Firm History

OK

07/11/2006 - Present

Cetera Investment Services LLC (CHECOTAH OK)

MN

08/21/2000 - 12/03/2004

PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)

NY

08/03/1998 - 09/21/1999

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

NA

12/08/1993 - 08/03/1998

INDEPENDENT FINANCIAL SECURITIES, INC.

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Licenses & Designations

BC

Issued 12/07/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Bruce Jennings.
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