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Publication of Financial Periodicals Advisors
50,030 Results
Unclaimed

Chicago Partners Investment Group LLC

location

CHICAGO, IL

0 Disclosures

ADVISOR BIO

Thomas Edward Reed is an Investment Advisor Representative at Chicago Partners Investment Group LLC. Thomas has been in the industry for over 30 years. Thomas is registered to provide investment advice in Florida and Illinois. Previously, Thomas was employed at Brean Capital, LLC, Noble Financial Capital Markets, Brean Murray, Carret & Co., LLC., Maxim Group LLC, Northland Securities, Inc., Roth Capital Partners, LLC, Fulcrum Global Partners LLC and Bear, Stearns & Co. Inc. Thomas has passed the Series 63, Series 65, Series 7 and Series 24 exams.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
401K PLAN OPTION REVIEW & MONITORING
Portfolio Management for Pooled Investment Vehicles
Unclaimed

RBC Capital Markets, LLC

location

SAN FRANCISCO, CA

experience

33 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Thomas Patrick Collins is a financial advisor with over 30 years of experience in the financial services industry. Thomas is currently registered with RBC Capital Markets, LLC and has been with the firm since March 2018. Prior to this, Thomas was employed by J.P. MORGAN SECURITIES LLC, UBS FINANCIAL SERVICES INC., PIPER JAFFRAY & CO., J.P. MORGAN SECURITIES INC., HAMBRECHT & QUIST LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, KIDDER, PEABODY & CO. INCORPORATED and BA INVESTMENT SERVICES, INC. Thomas holds licenses for Series 6, 7, 31, 63, 65 and SIE examinations and is currently registered in Arizona, California, District of Columbia, Florida, Hawaii, Illinois, New York, North Carolina, Pennsylvania, Texas. Thomas has a broad range of experience in the financial services industry and is able to provide a wide variety of services to clients. Thomas is also a Certified Financial Planner.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Gibraltar Capital Management, Inc.

location

Tulsa, OK

0 Disclosures

ADVISOR BIO

Thomas Jackson Sullivent is a Registered Representative and Investment Adviser Representative with Gibraltar Capital Management, Inc.. Thomas has been in the industry since January 2002. Thomas is licensed in Oklahoma. Thomas has been with Gibraltar Capital Management, Inc. since July 2017. Prior to that, Thomas was employed by Raymond James Financial Services Advisors Inc. and Sullivent Law Firm. Thomas is currently registered with the state of Oklahoma as an Investment Adviser Representative. Thomas also holds the Series 65 license. Thomas has also worked as a lawyer for Sullivent & Fortanez LLC.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

National Investment Services OF America, LLC | CFA ® (Certifications)

location

MILWAUKEE, WI

0 Disclosures

ADVISOR BIO

Thomas Morrison Price is a financial advisor who is currently registered with National Investment Services Of America, LLC in Milwaukee, Wisconsin. Thomas has been a registered investment advisor since 1998 and holds the Series 6, Series 63 and Series 65 licenses. Thomas is a Chartered Financial Analyst. He is a football coach with the Mequon-Thiensville School District during non-business hours. Thomas's prior firm was Strong Investments, Inc..

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Robert W. Baird & Co. Inc.

location

Mishawaka, IN

experience

32 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Thomas Olson is a financial advisor registered with Robert W. Baird & Co. Inc. Thomas has been in the industry since 1992 and holds licenses in several states including Florida, Indiana, Michigan and South Carolina. His experience includes working with Northwestern Mutual Investment Services, LLC and Mariner Financial Services, Inc. Thomas offers a variety of financial services including financial planning, portfolio management, pension consulting, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Cresset Asset Management, LLC

location

CHICAGO, IL

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Gould is a financial advisor with over 20 years of experience in the financial services industry. Thomas has held various roles in financial institutions including Citigroup Global Markets Inc., J.P. Morgan Securities LLC and HSBC Securities (USA) Inc. Currently, Thomas is an Investment Advisor Representative at Cresset Asset Management, LLC, where he has been employed since March 2022. Thomas has a strong background in providing portfolio management, financial planning, and wealth management services to individuals, corporations, and charitable organizations. Thomas has a wide range of licenses and certifications including Series 3, 4, 7, 9, 10, 24, 55, 57TO, 63, 66, 99TO and SIE. Thomas is also a member of the Financial Industry Regulatory Authority (FINRA) and is registered with the State of Illinois.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
TAX SERVICES, BOOKKEEPING, FINANCIAL REPORTING, CLERICAL ASSISTANCE IN OTHER FINANCIAL MATTERS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Miller Investment Management, LP

location

New York, NY

0 Disclosures

ADVISOR BIO

Thomas Wong is a Registered Investment Advisor (RIA) with Miller Investment Management, LP, where he is currently registered in New York and Pennsylvania. Thomas is also registered in both states as a Securities Agent. Prior to Miller Investment Management, LP, Thomas was a Registered Representative at Morgan Stanley & Co. Incorporated, Bear, Stearns & Co. Inc., and Nomura Securities International, Inc. Thomas has a long history in the financial services industry with over 20 years of experience. His primary areas of focus are financial planning, portfolio management for individuals, businesses, and pooled investment vehicles, pension consulting, and selection of other advisers. Thomas has earned his Series 3, 7, 24, 55, and 65 securities licenses. In addition to his work at Miller Investment Management, LP, Thomas is also a Managing Member of Pergamont Limited, LLC and Pergamont EU, LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

RBC Capital Markets, LLC

location

YORK, PA

experience

27 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Thomas McCracken is a registered investment advisor representative with RBC Capital Markets, LLC. Thomas has been in the securities industry since June 29, 1998. Thomas has been registered with RBC Capital Markets, LLC since April 2012. Thomas has a strong background in providing investment advice and portfolio management services. Thomas is committed to helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Simon Quick Advisors, LLC

location

MORRISTOWN, NJ

0 Disclosures

ADVISOR BIO

Thomas Trynin is a registered investment advisor representative with Simon Quick Advisors, LLC. Thomas is licensed in New Jersey, Pennsylvania and Texas. Thomas holds the Series 65 - Uniform Investment Adviser Law Examination. Simon Quick Advisors, LLC specializes in providing financial planning, pension consulting, selection of other advisers, portfolio management for businesses, portfolio management for individuals, and portfolio management for pooled investment vehicles.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Voya Investment Management Co. LLC

location

NEW YORK, NY

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Daniel Duff is a financial advisor with Voya Investment Management Co. LLC, a company with over 300 investment advisors and more than 200 registered representatives. Voya has a strong track record of providing comprehensive financial advice and portfolio management services to a wide range of clients. Thomas has been in the financial services industry since 2017 and has experience working with a variety of clients. Thomas is registered to provide financial advice in all 50 states and in the District of Columbia. He is also a licensed investment advisor representative in several states. Thomas has a proven track record of success in helping his clients achieve their financial goals.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals

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