Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gould is a financial advisor with over 20 years of experience in the financial services industry. Thomas has held various roles in financial institutions including Citigroup Global Markets Inc., J.P. Morgan Securities LLC and HSBC Securities (USA) Inc. Currently, Thomas is an Investment Advisor Representative at Cresset Asset Management, LLC, where he has been employed since March 2022. Thomas has a strong background in providing portfolio management, financial planning, and wealth management services to individuals, corporations, and charitable organizations. Thomas has a wide range of licenses and certifications including Series 3, 4, 7, 9, 10, 24, 55, 57TO, 63, 66, 99TO and SIE. Thomas is also a member of the Financial Industry Regulatory Authority (FINRA) and is registered with the State of Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax services, bookkeeping, financial reporting, clerical assistance in other financial matters
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
09/26/2022 - Present
Cresset Asset Management, LLC (CHICAGO IL)
IL
08/22/2019 - 03/30/2022
J.P. MORGAN SECURITIES LLC (Chicago IL)
NY
08/30/2017 - 04/23/2019
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
IL
05/29/2007 - 05/05/2017
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
IL
09/22/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (CHICAGO IL)
NY
04/03/2007 - 04/13/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/07/1998 - 09/30/2003
ELECTRONIC TRADING GROUP, LLC (NEW YORK NY)
NJ
01/15/1998 - 03/20/1998
ALL-TECH INVESTMENT GROUP, INC. (MONTVALE NJ)
NE
08/21/1995 - 01/01/1998
WATERHOUSE SECURITIES, INC. (OMAHA NE)
MN
08/18/1994 - 10/25/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/18/1994 - 10/25/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 01/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/15/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/23/1999
Series 4 - Registered Options Principal Examination
BC
Issued 05/18/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2010
Series 3 - National Commodity Futures Examination
BC
Issued 01/09/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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