Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Wong is a Registered Investment Advisor (RIA) with Miller Investment Management, LP, where he is currently registered in New York and Pennsylvania. Thomas is also registered in both states as a Securities Agent. Prior to Miller Investment Management, LP, Thomas was a Registered Representative at Morgan Stanley & Co. Incorporated, Bear, Stearns & Co. Inc., and Nomura Securities International, Inc. Thomas has a long history in the financial services industry with over 20 years of experience. His primary areas of focus are financial planning, portfolio management for individuals, businesses, and pooled investment vehicles, pension consulting, and selection of other advisers. Thomas has earned his Series 3, 7, 24, 55, and 65 securities licenses. In addition to his work at Miller Investment Management, LP, Thomas is also a Managing Member of Pergamont Limited, LLC and Pergamont EU, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
11/05/2018 - Present
Miller Investment Management, LP (New York NY)
NY
09/16/2008 - 02/01/2011
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
09/09/2003 - 07/08/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
06/27/2001 - 09/03/2003
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
IA
Issued 11/05/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2004
Series 24 - General Securities Principal Examination
BC
Issued 08/17/2004
Series 3 - National Commodity Futures Examination
BC
Issued 07/31/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
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