Unclaimed
Thomas Daniel Duff is a financial advisor with Voya Investment Management Co. LLC, a company with over 300 investment advisors and more than 200 registered representatives. Voya has a strong track record of providing comprehensive financial advice and portfolio management services to a wide range of clients. Thomas has been in the financial services industry since 2017 and has experience working with a variety of clients. Thomas is registered to provide financial advice in all 50 states and in the District of Columbia. He is also a licensed investment advisor representative in several states. Thomas has a proven track record of success in helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
07/15/2021 - Present
Voya Investment Management Co. LLC (NEW YORK NY)
MA
01/04/2018 - 09/03/2021
VOYA FINANCIAL ADVISORS, INC. (BRAINTREE MA)
CT
06/16/2017 - 01/05/2018
VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)
BOTH
Issued 06/01/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/30/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2018
Series 7 - General Securities Representative Examination
BC
Issued 06/16/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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