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Thomas Daniel Duff

Voya Investment Management Co. LLC

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About Thomas Daniel Duff

Thomas Daniel Duff is a financial advisor with Voya Investment Management Co. LLC, a company with over 300 investment advisors and more than 200 registered representatives. Voya has a strong track record of providing comprehensive financial advice and portfolio management services to a wide range of clients. Thomas has been in the financial services industry since 2017 and has experience working with a variety of clients. Thomas is registered to provide financial advice in all 50 states and in the District of Columbia. He is also a licensed investment advisor representative in several states. Thomas has a proven track record of success in helping his clients achieve their financial goals.

Firm Information

Thomas Duff is currently registered with Voya Investment Management Co. LLC. Voya Investment Management Co. LLC is an investment advisor registered with the SEC and has offices in NEW YORK, NY. Voya Investment Management Co. LLC manages over $241 billion in assets for a variety of clients, including individuals, corporations, and institutional investors. The firm offers a range of advisory services, including portfolio management for individuals, businesses, pooled investment vehicles, and investment companies. They also publish periodicals and select other advisors for clients. Voya Investment Management Co. LLC participates in wrap fee programs.
Voya Investment Management Co. LLC

230 PARK AVENUE

NEW YORK, NY 10169

$241.81B

Assets Under Management

8

Total Clients

76

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Thomas Duff’s Registration & Firm History

NY

07/15/2021 - Present

Voya Investment Management Co. LLC (NEW YORK NY)

MA

01/04/2018 - 09/03/2021

VOYA FINANCIAL ADVISORS, INC. (BRAINTREE MA)

CT

06/16/2017 - 01/05/2018

VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)

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Licenses & Designations

BOTH

Issued 06/01/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/30/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/02/2018

Series 7 - General Securities Representative Examination

BC

Issued 06/16/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Daniel Duff.
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