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Educational Seminars & Workshops Advisors in Tennessee
5,989 Results
Unclaimed

Transamerica Financial Advisors, Inc.

location

Murfreesboro, TN

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Roy St john is a financial advisor at Transamerica Financial Advisors, Inc. and has been in the industry since 2014. Roy is registered with both the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA), as well as with the states of California, Tennessee and Texas. Roy has Series 7, Series 66 and SIE licenses. Roy is a Registered Representative of Transamerica Financial Advisors, Inc., a registered investment advisor and a broker-dealer. Roy has experience in the financial services industry. Roy provides financial services to individuals and businesses and specializes in retirement planning and investment management.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

&partners | CFP ® (Certifications)

location

NASHVILLE, TN

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Roy Butler Martin is a financial advisor with over 20 years of experience in the financial services industry. Roy has a strong track record of providing comprehensive financial planning and investment management services to a diverse clientele. Roy is a Certified Financial Planner™ and holds several industry licenses including Series 7, Series 63 and Series 66. Roy currently works with &Partners. Prior to joining &Partners, Roy worked with Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Roy works with both individuals and businesses to help them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PORTFOLIO MANAGER SELECTION, FURNISH ADVICE NOT INVOLVING SECURITIES, RESEARCH REPORT SERVICES, 1042 PORTFOLIO CONSTRUCTION
Publication of Financial Periodicals
Unclaimed

Charles Schwab & CO., Inc.

location

Cordova, TN

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Roy Edward Murrell is a financial professional who has been active in the industry since December 2018. Currently, Roy is registered with Charles Schwab & CO., Inc. and has previously been registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and Charles Schwab & CO., Inc. Roy holds the Series 7 and Series 66 securities licenses, as well as the SIE exam. Roy's firm specializes in offering financial planning, portfolio management, and wrap fee programs.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM
Unclaimed

Wells Fargo Clearing Services, LLC

location

MEMPHIS, TN

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

Roy Mansberg is a financial advisor with over 25 years of experience in the financial industry. Roy is a registered representative of Wells Fargo Clearing Services, LLC, and a Registered Investment Advisor with the state of Tennessee. Roy holds the Series 7, Series 63, Series 65, and Series 24 licenses. Roy has experience working with a variety of clients, including high net worth individuals, corporations, and charitable organizations. Roy provides a range of financial services, including investment consulting, financial planning, pension consulting, and portfolio management. Roy is committed to providing clients with personalized advice and guidance to help them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Cetera Investment Advisers LLC

location

GERMANTOWN, TN

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Roy Cullen West is a registered investment advisor representative with Cetera Investment Advisers LLC. Roy has been in the financial services industry since September 17, 2020. Roy holds licenses to provide investment advice in Arkansas, Georgia, Mississippi, Tennessee, and Texas. Roy is also a registered representative of Cetera Advisor Networks LLC. Roy has been employed with Cetera Investment Advisers LLC since August 2023 and Cetera Advisor Networks LLC since August 2023. Roy is available to provide financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Values First Advisors, Inc.

location

GRAY, TN

0 Disclosures

ADVISOR BIO

Roy Elvin Nunn is an investment advisor representative at Values First Advisors, Inc., registered in Tennessee. Roy has been in the industry since 1985. Roy has passed the Series 6, Series 26, Series 63, and Series 65 exams. Roy is licensed to sell insurance and is entitled to receive commissions or other remuneration on the sale of insurance products. Values First Advisors, Inc. provides financial planning and portfolio management for individuals.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC

location

BRISTOL, TN

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Roy Thomas Mann has been a financial advisor since 2005. Roy is a registered representative with LPL Financial LLC, located in Bristol, TN. He is licensed in several states and has expertise in a variety of financial planning areas.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Moloney Securities Asset Management LLC | CFP ®,CFC ® (Certifications)

location

Brentwood, TN

experience

33 Years Experience

0 Disclosures

ADVISOR BIO

Royce Cannon is a financial advisor with over 30 years of experience in the industry. Royce is a Certified Financial Planner and Chartered Financial Consultant, currently working with Moloney Securities Asset Management LLC. Previously, Royce was affiliated with ONEAMERICA SECURITIES, INC., THE ADVISORS GROUP, INC. and HORNOR, TOWNSEND & KENT, INC.. Royce has been licensed in numerous states. Royce specializes in providing financial planning services to individuals, businesses, corporations, pension and profit-sharing plans, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Raymond James & Associates, Inc.

location

MEMPHIS, TN

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Rudolph Matthew Porchivina is a financial advisor registered with Raymond James & Associates, Inc., and holds the Series 7TO, Series 63 and SIE licenses. Rudolph has been in the financial industry since 2022 and has a strong focus on providing financial planning and investment advice to individuals, businesses, and corporations. Rudolph specializes in helping clients develop and implement financial strategies to achieve their goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

Wealth Enhancement Advisory Services, LLC | CFP ® (Certifications)

location

NASHVILLE, TN

0 Disclosures

ADVISOR BIO

Rudy Waterfield Edelen is a financial advisor at Wealth Enhancement Advisory Services, LLC. Rudy has been in the financial services industry for over 10 years and holds the Series 66, SIE, and Series 7 licenses. Rudy is a Certified Financial Planner™ professional. Rudy has experience working at several well-known firms such as Morgan Stanley and First Trust Portfolios L.P.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
ERISA 3(38) INVESTMENT MANAGER

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