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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Cullen West is a financial advisor currently registered with Cetera Investment Advisers LLC. Roy Cullen West has been in the securities industry since September 17, 2020. Roy Cullen West has passed the Series 66, Series 7TO, and SIE exams. Roy Cullen West specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Roy Cullen West is also registered with the following states: Arkansas, Georgia, Mississippi, Tennessee (both Broker-Dealer and Investment Advisor), and Texas (both Broker-Dealer and Investment Advisor).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
08/10/2023 - Present
Cetera Investment Advisers LLC (GERMANTOWN TN)
TN
09/18/2020 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (GERMANTOWN TN)
BOTH
Issued 12/17/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/18/2020
Series 7TO - General Securities Representative Examination
BC
Issued 8/29/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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