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Educational Seminars & Workshops Advisors in Tennessee
5,989 Results
Unclaimed

B. Riley Wealth Advisors, Inc. | CFC ® (Certifications)

location

Memphis, TN

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Robert McCommon is a financial advisor with B. Riley Wealth Advisors, Inc. Robert has been in the securities industry since March 11, 1997. Robert has a strong background in financial planning and portfolio management. Robert is also a Chartered Financial Consultant. Robert has experience working with individuals, high-net-worth individuals, businesses, pension and profit sharing plans, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC

location

MEMPHIS, TN

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Robert Edward Daniel, a financial advisor with over 16 years of experience in the industry, is currently affiliated with LPL Financial LLC. Robert has a long history in the financial services sector, having previously worked with Raymond James & Associates, Inc. and Carty & Company, Inc. His expertise is in providing investment advice to a range of clients including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Robert has a strong understanding of the financial markets and a commitment to providing personalized financial guidance. His expertise and experience make him a valuable resource for those seeking financial planning, portfolio management, and other investment services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Cambridge Investment Research Advisors, Inc.

location

Franklin, TN

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Robert Douglas Soerens is an active advisor, registered with Cambridge Investment Research Advisors, Inc. Robert Soerens has over 20 years of experience in the financial services industry. Robert Soerens has been registered with Cambridge Investment Research Advisors, Inc. since June 2023 and has previously been registered with RAYMOND JAMES FINANCIAL SERVICES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, WELLS FARGO CLEARING SERVICES, LLC and SCUDDER DISTRIBUTORS, INC. Robert Soerens has passed the Series 6, 7, 63 and 66 exams. Robert Soerens specializes in providing financial planning, investment management and pension consulting services to individuals, families, and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Unclaimed

Avantax Advisory Services

location

OAK RIDGE, TN

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Robert Green is a financial advisor with Avantax Advisory Services. Robert has been in the financial services industry since 1999. Robert is registered as a Registered Representative and Investment Adviser Representative in Tennessee. Robert has a Series 6, 7, 63, and 65 licenses. Robert is also a Certified Public Accountant (CPA). Robert's areas of expertise include financial planning, portfolio management, and investment advisory services. In addition to working with individuals and families, Robert also works with small businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SOLICITOR REFERRAL SERVICES TO THIRD-PARTY INVESTMENT MANAGERS; PARTICIPANT ENROLLMENT MEETINGS
Unclaimed

B. Riley Wealth Advisors, Inc.

location

Memphis, TN

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Robert Byron Stokes is a financial advisor with over 20 years of experience in the industry. Robert has been with B. Riley Wealth Advisors, Inc. since 2009 and is registered with FINRA and the state of Tennessee. Robert is licensed to provide financial advice and securities products. Robert has a Series 7, Series 63, Series 65, and SIE licenses, and offers financial planning, portfolio management, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

KNOXVILLE, TN

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Robert Bentley Labout is an investment advisor representative with over 12 years of experience in the financial services industry. Robert has a Series 6, 7, 63, and 65 license and has been with Tvamp, LLC since April 2021. Previously, Robert was with Transamerica Capital, Inc. in Denver, CO. Robert provides investment advisory services through Tennessee Valley Asset Management Partners, LLC, an independent investment advisor firm. Robert offers financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses and individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Cypress Capital, LLC | CFP ® (Certifications)

location

FRANKLIN, TN

0 Disclosures

ADVISOR BIO

Robert Owen Walker is a financial advisor registered in Tennessee with Cypress Capital, LLC. Robert has been working in the financial industry since 2003, providing financial advice for clients in Tennessee. Robert has a strong background in financial planning and wealth management. Robert is a Certified Financial Planner.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVE AS SUB-ADVISER, PROVIDE MODEL PORTFOLIOS, CONSULTING
Publication of Financial Periodicals
Unclaimed

Principal Securities, Inc.

location

GREENEVILLE, TN

experience

30 Years Experience

disclosure

5 Disclosures

ADVISOR BIO

Robert Rae Howell is a financial professional with over 20 years of experience in the industry. He has a Series 6 license and is currently registered with Principal Securities, Inc. in Greeneville, TN. Robert has previously worked with firms like MetLife Securities Inc., Metropolitan Life Insurance Company, Princor Financial Services Corporation and Pruco Securities Corporation. Robert focuses on offering financial planning, pension consulting, educational seminars, and portfolio management services. He is particularly experienced in serving individuals and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Raymond James Financial Services Advisors, Inc. | CFP ® (Certifications)

location

KNOXVILLE, TN

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Robert Charles Denovo is a financial advisor at Raymond James Financial Services Advisors, Inc. Robert has over 15 years of experience in the financial industry, specializing in providing financial advice and investment management services to individuals, families, and businesses. Robert is a Certified Financial Planner and holds a Series 7, 31 and 66 securities licenses. He also has experience in providing financial advice to clients of Pinnacle Bank.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
HOURLY & FIXED RATE CONSULTATIONS
Unclaimed

D.a. Davidson & Co.

location

Memphis, TN

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Robert Humphreys is a financial advisor with D.a. Davidson & Co., located in Memphis, TN. Robert is a seasoned professional with over 12 years of experience in the financial services industry. Robert has a broad range of experience in financial planning, investment management, and retirement planning. Robert is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals

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