Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roy? Claim Your ProfileRoy Mansberg is a financial advisor with over 25 years of experience in the financial industry. Roy is a registered representative of Wells Fargo Clearing Services, LLC, and a Registered Investment Advisor with the state of Tennessee. Roy holds the Series 7, Series 63, Series 65, and Series 24 licenses. Roy has experience working with a variety of clients, including high net worth individuals, corporations, and charitable organizations. Roy provides a range of financial services, including investment consulting, financial planning, pension consulting, and portfolio management. Roy is committed to providing clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
04/01/2010 - Present
Wells Fargo Clearing Services, LLC (MEMPHIS TN)
TN
05/13/2005 - 04/06/2010
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
GA
02/22/2005 - 05/13/2005
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
TN
02/03/1999 - 02/22/2005
NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)
OH
06/04/1996 - 02/08/1999
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
TN
03/06/1996 - 06/04/1996
IBAA SECURITIES CORPORATION (MEMPHIS TN)
TN
09/27/1995 - 06/04/1996
VINING-SPARKS IBG, LIMITED PARTNERSHIP (MEMPHIS TN)
IA
Issued 06/23/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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