Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Douglas Soerens is an active advisor, registered with Cambridge Investment Research Advisors, Inc. Robert Soerens has over 20 years of experience in the financial services industry. Robert Soerens has been registered with Cambridge Investment Research Advisors, Inc. since June 2023 and has previously been registered with RAYMOND JAMES FINANCIAL SERVICES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, WELLS FARGO CLEARING SERVICES, LLC and SCUDDER DISTRIBUTORS, INC. Robert Soerens has passed the Series 6, 7, 63 and 66 exams. Robert Soerens specializes in providing financial planning, investment management and pension consulting services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TN
06/09/2023 - Present
Cambridge Investment Research Advisors, Inc. (Franklin TN)
TN
08/24/2021 - 06/08/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (FRANKLIN TN)
TN
07/25/2017 - 07/01/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BRENTWOOD TN)
IN
01/04/2016 - 05/01/2017
WELLS FARGO CLEARING SERVICES, LLC (INDIANAPOLIS IN)
IL
06/08/2001 - 02/12/2003
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
BOTH
Issued 02/01/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2016
Series 7 - General Securities Representative Examination
BC
Issued 06/07/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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