Unclaimed
Robert McCommon is a financial advisor with B. Riley Wealth Advisors, Inc. Robert has been in the securities industry since March 11, 1997. Robert has a strong background in financial planning and portfolio management. Robert is also a Chartered Financial Consultant. Robert has experience working with individuals, high-net-worth individuals, businesses, pension and profit sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
03/22/2022 - Present
B. Riley Wealth Advisors, Inc. (Memphis TN)
FL
03/22/2022 - 07/22/2022
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
TN
06/25/2009 - 03/08/2011
ALLSTATE FINANCIAL SERVICES, LLC (MEMPHIS TN)
PA
08/05/2008 - 02/09/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NJ
09/08/2006 - 07/29/2008
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
VA
03/22/2004 - 09/05/2006
CAPITAL BROKERAGE CORPORATION (RICHMOND VA)
TN
11/03/1999 - 03/29/2004
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
11/13/1997 - 11/02/1999
PFIC SECURITIES CORPORATION (FRANKLIN TN)
WI
01/23/1997 - 10/10/1997
INVEST FINANCIAL CORPORATION (APPLETON WI)
MA
03/17/1995 - 02/07/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
03/17/1995 - 02/07/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
10/11/1989 - 11/08/1989
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BOTH
Issued 02/27/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/1996
Series 7 - General Securities Representative Examination
BC
Issued 03/16/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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