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Financial Advisors in Maryland
10,173 Results
Unclaimed

Pruco Securities, LLC

location

North Bethesda, MD

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Silvia Lorena Tergas is a registered representative with Pruco Securities, LLC, and has been in the financial services industry since 2011. Silvia is licensed in numerous states, including Maryland, Texas, Virginia, and several others. Silvia offers a variety of investment services and has expertise in areas like financial planning, selection of other advisors, and portfolio management. Silvia is committed to providing personalized and professional investment advice to her clients.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Raymond James & Associates, Inc.

location

TIMONIUM, MD

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Silvia Daniela Arrue carcamo is a registered representative with Raymond James & Associates, Inc. Silvia has been in the financial services industry for over two years. Silvia has passed the Series 7 and SIE exams. Silvia is registered with the state of Maryland. Silvia has a branch office located in Timonium, MD.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

T. Rowe Price Investment Services, Inc.

location

Owings Mills, MD

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Silvia Upton is a financial advisor registered with T. Rowe Price Investment Services, Inc. Silvia has been in the securities industry since May 15, 2016. Silvia is registered in 53 states. Silvia is also a registered principal with T. Rowe Price Investment Services, Inc. Silvia holds a Series 6, 7, 24, 52TO, 53 and 63 licenses.

SPECIALIZATIONS

No specializations listed.

Unclaimed

LPL Enterprise, LLC

location

North Bethesda, MD

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Simeon Esprit is a financial advisor registered with LPL Enterprise, LLC. Simeon Esprit is licensed to provide financial advice in both Maryland and the District of Columbia. Simeon Esprit specializes in providing financial advice for individuals and businesses. Simeon Esprit also offers consulting and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

BETHESDA, MD

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Simon Ellis Watson is a registered representative with Stifel, Nicolaus & Company, Inc. in Bethesda, MD. Simon has been in the industry since January 2023 and has passed the Series 7, Series 79, and Series 63 exams. Simon is registered with the District of Columbia and Maryland. Simon is an investment advisor representative with Stifel.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Empower Financial Services, Inc.

location

HUNT VALLEY, MD

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Simon Charles Franklin is a financial advisor with Empower Financial Services, Inc. Simon has been in the industry since December 1996. Prior to joining Empower Financial Services, Simon was a financial advisor at J.P. Morgan Institutional Investments Inc. and T. Rowe Price Investment Services, Inc. Simon is licensed to sell securities in all 50 states and the District of Columbia.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Stifel, Nicolaus & Company, Inc.

location

BALTIMORE, MD

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Simon Judah Yarmak is a registered representative with Stifel, Nicolaus & Company, Inc. and has been in the industry since July 25, 2007. Simon Judah Yarmak is based in Baltimore, Maryland and is licensed in Maryland. Simon Judah Yarmak specializes in securities, mutual funds, variable annuities, fixed annuities, insurance, and investment advisory services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Wells Fargo Clearing Services, LLC

location

BETHESDA, MD

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Sin Kwoun is a financial advisor in Bethesda, MD. Sin is registered with Wells Fargo Clearing Services, LLC and has been in the industry since 1997. Sin is also registered with the state of Maryland and District of Columbia. Sin has passed the Series 3, 7, 9, 10, 63 and 65 exams. Sin previously worked for Prudential Securities Incorporated in New York, NY. Sin is also part owner of KWOUN REAL ESTATE, LLC and SINK1 LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Transamerica Financial Advisors, Inc.

location

LAUREL, MD

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Siu Loong Cheung is an active financial advisor with over 25 years of experience in the industry. Siu Loong Cheung has a strong track record of success and is committed to providing his clients with personalized financial advice. Siu Loong Cheung currently works with Transamerica Financial Advisors, Inc. Siu Loong Cheung is registered with the state of Maryland and Virginia and holds Series 6, 26 and 63 securities licenses.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Delta Financial Advisors, Inc. | CFP ® (Certifications)

location

KENSINGTON, MD

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Skerdi Kostreci is a financial advisor with over 17 years of experience in the industry. Skerdi is registered with Delta Financial Advisors, Inc., and has held prior registrations with NYLIFE Securities LLC and LPL Financial LLC. Skerdi holds the Series 7 and Series 63 securities licenses as well as the SIE exam. Skerdi is also a Certified Financial Planner. Skerdi offers financial planning and portfolio management services to individuals and high-net-worth clients. Delta Financial Advisors, Inc. provides financial planning and portfolio management services to individuals and high-net-worth clients. Delta Financial Advisors, Inc. has offices located in Kensington, Maryland.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals

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