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Silvia Upton

T. Rowe Price Investment Services, Inc.

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About Silvia Upton

Silvia Upton is a financial advisor registered with T. Rowe Price Investment Services, Inc. Silvia has been in the securities industry since May 15, 2016. Silvia is registered in 53 states. Silvia is also a registered principal with T. Rowe Price Investment Services, Inc. Silvia holds a Series 6, 7, 24, 52TO, 53 and 63 licenses.

Firm Information

Silvia Upton is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Silvia Upton’s Registration & Firm History

MD

05/16/2016 - Present

T. Rowe Price Investment Services, Inc. (Owings Mills MD)

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Licenses & Designations

BC

Issued 05/25/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/17/2019

Series 53 - Municipal Securities Principal Examination

BC

Issued 11/30/2017

Series 24 - General Securities Principal Examination

BC

Issued 12/04/2019

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2017

Series 7 - General Securities Representative Examination

BC

Issued 05/16/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Silvia Upton.
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