Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Simon? Claim Your ProfileSimon Charles Franklin is a financial advisor with Empower Financial Services, Inc. Simon has been in the industry since December 1996. Prior to joining Empower Financial Services, Simon was a financial advisor at J.P. Morgan Institutional Investments Inc. and T. Rowe Price Investment Services, Inc. Simon is licensed to sell securities in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MD
09/02/2014 - Present
Empower Financial Services, Inc. (HUNT VALLEY MD)
MD
11/07/2007 - 09/02/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (HUNT VALLEY MD)
MD
10/21/1996 - 09/20/2007
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
BC
Issued 12/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/03/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/18/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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