Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sin? Claim Your ProfileSin Kwoun is a financial advisor in Bethesda, MD. Sin is registered with Wells Fargo Clearing Services, LLC and has been in the industry since 1997. Sin is also registered with the state of Maryland and District of Columbia. Sin has passed the Series 3, 7, 9, 10, 63 and 65 exams. Sin previously worked for Prudential Securities Incorporated in New York, NY. Sin is also part owner of KWOUN REAL ESTATE, LLC and SINK1 LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (BETHESDA MD)
NY
07/30/1997 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/26/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/19/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2002
Series 3 - National Commodity Futures Examination
BC
Issued 07/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sin Kwoun is the right advisor for you? Invested Better is here to help.
