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Financial Advisors in Kentucky
5,932 Results
Unclaimed

Investment Distributors, Inc.

location

Covington, KY

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Lawrence Hall is a financial professional with over 27 years of experience in the industry. He has worked for various financial institutions across the country, including Concourse Financial Group Securities, Inc., AXA Distributors, LLC, Transamerica Capital, Inc., Intersecurities, Inc., The Leaders Group, Inc., and MML Investors Services, Inc. Thomas currently works for Investment Distributors, Inc. in Covington, Kentucky. His registrations include Series 6, 63, and 26, and he has passed the SIE exam.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Strategic Wealth Investment Group, LLC | CFP ® (Certifications)

location

LOUISVILLE, KY

0 Disclosures

ADVISOR BIO

Thomas Joseph Treshock is a financial advisor with Strategic Wealth Investment Group, LLC. Thomas has been in the industry for several years and has a diverse background, including previous experience with Petersen Advisors, Cadaret Grant & Co., Inc., and Toll Brothers. Thomas is a Certified Financial Planner and has earned both the Series 7TO and Series 66 licenses. Thomas is committed to providing individualized financial planning and portfolio management services to both individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Robert W. Baird & Co. Inc.

location

LOUISVILLE, KY

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Burks Kessinger is an Investment Advisor Representative with Robert W. Baird & Co. Inc. located in Lexington, KY. Thomas is a seasoned financial professional with over 30 years of experience in the industry. Thomas holds a Series 7, Series 9, Series 10, Series 24, Series 63, and Series 65 license. Thomas is registered in 37 states and has experience working with a variety of clients, including high-net-worth individuals, corporations, and institutions. At Robert W. Baird, Thomas is known for providing personalized financial advice and investment management services to help clients reach their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SEE SCHEDULE D
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

LPL Financial LLC | CFP ® (Certifications)

location

DANVILLE, KY

experience

24 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Thomas Michael Tye is a financial advisor at LPL Financial LLC. Thomas has been in the financial services industry since 2001. Thomas has a strong background in the financial services industry and has a history of providing excellent service to clients. Thomas is a Certified Financial Planner and holds the Series 63, 66 and 24 licenses. Thomas is also registered with the states of Alabama, Arkansas, California, Colorado, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Maryland, Michigan, Missouri, New Hampshire, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, West Virginia and Wyoming. In addition to working with LPL Financial LLC, Thomas is also involved in other business activities. Thomas is committed to providing clients with personalized financial advice and guidance.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Allstate Financial Services, LLC

location

Louisville, KY

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Wallace Allen is a financial advisor with Allstate Financial Services, LLC. Thomas has been in the financial services industry since 2017. Thomas is registered with the state of Kentucky, Ohio, and Indiana. Thomas holds Series 6, SIE, and Series 63 securities licenses.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Fidelity Brokerage Services LLC

location

COVINGTON, KY

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Edgar Woods is a registered representative with Fidelity Brokerage Services LLC since January 1, 2008. Woods has a long history in the financial services industry, having worked in various roles since September 18, 1996. Previously, Woods worked at Fidelity Investments Institutional Services Company, Inc., from May 18, 2007 to January 1, 2008. Woods is licensed in 52 states, holds the Series 6, 7, 24, 63 and SIE licenses, and has passed the Uniform Investment Adviser Law Examination.

SPECIALIZATIONS

No specializations listed.

Unclaimed

State Farm Investment Management Corp.

location

Taylor Mill, KY

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Barrick is a financial professional with over 10 years of experience in the industry. He is currently registered with State Farm Investment Management Corp. in Kentucky, Ohio and Virginia. Thomas Barrick has also worked for Fidelity Brokerage Services LLC.

SPECIALIZATIONS

Portfolio Management for Investment Companies
Unclaimed

Northwestern Mutual Investment Services, LLC

location

LEXINGTON, KY

experience

41 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Randal Collins is a financial professional with over 40 years of experience in the industry. Thomas is currently registered with Northwestern Mutual Investment Services, LLC in Lexington, KY. Thomas holds Series 6, 7, 26 and 66 licenses.

SPECIALIZATIONS

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS
Unclaimed
location

BENTON, KY

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Simpson is a financial advisor with Edward Jones. Thomas has been in the financial industry since 2022 and is registered in multiple states, including Kentucky, Texas, and California. Thomas holds the Series 66, Series 7TO, and SIE licenses, demonstrating their knowledge and experience in the financial industry. Thomas is dedicated to providing personalized financial advice to individuals and families to help them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Raymond James Financial Services Advisors, Inc.

location

LEXINGTON, KY

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Edward Roberts is a financial advisor with over 20 years of experience in the industry. Thomas is currently registered with Raymond James Financial Services Advisors, Inc., and has a Series 7, 63, 52, and 65 licenses. Thomas is a licensed investment advisor in several states, including Kentucky, Alabama, Arizona, Florida, Georgia, Illinois, Indiana, Maryland, Michigan, North Carolina, Ohio, South Carolina, Tennessee, Texas, Virginia, Washington, West Virginia, and Wisconsin. Thomas has worked for several financial institutions, including LM Financial Partners, Inc. and H&R Block Financial Advisors, Inc. Thomas provides financial planning, pension consulting, portfolio management, and educational seminars to individuals, corporations, and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
HOURLY & FIXED RATE CONSULTATIONS

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