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Thomas Edgar Woods

Fidelity Brokerage Services LLC

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About Thomas Edgar Woods

Thomas Edgar Woods is a registered representative with Fidelity Brokerage Services LLC since January 1, 2008. Woods has a long history in the financial services industry, having worked in various roles since September 18, 1996. Previously, Woods worked at Fidelity Investments Institutional Services Company, Inc., from May 18, 2007 to January 1, 2008. Woods is licensed in 52 states, holds the Series 6, 7, 24, 63 and SIE licenses, and has passed the Uniform Investment Adviser Law Examination.

Firm Information

Thomas Woods is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Woods’s Registration & Firm History

KY

01/01/2008 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

KY

05/18/2007 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)

KY

10/10/1997 - 05/09/2007

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

NY

02/25/1997 - 10/03/1997

SMITH BARNEY INC. (NEW YORK NY)

MA

09/13/1996 - 03/17/1997

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

IA

Issued 10/01/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/16/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/23/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/05/1997

Series 7 - General Securities Representative Examination

BC

Issued 09/12/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas Edgar Woods.
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