Unclaimed
Thomas Barrick is a financial professional with over 10 years of experience in the industry. He is currently registered with State Farm Investment Management Corp. in Kentucky, Ohio and Virginia. Thomas Barrick has also worked for Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
KY
06/15/2024 - Present
State Farm Investment Management Corp. (Taylor Mill KY)
KY
04/22/2014 - 08/09/2017
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BOTH
Issued 02/02/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/07/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/09/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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