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Thomas Lawrence Hall

Investment Distributors, Inc.

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About Thomas Lawrence Hall

Thomas Lawrence Hall is a financial professional with over 27 years of experience in the industry. He has worked for various financial institutions across the country, including Concourse Financial Group Securities, Inc., AXA Distributors, LLC, Transamerica Capital, Inc., Intersecurities, Inc., The Leaders Group, Inc., and MML Investors Services, Inc. Thomas currently works for Investment Distributors, Inc. in Covington, Kentucky. His registrations include Series 6, 63, and 26, and he has passed the SIE exam.

Firm Information

Thomas Hall is currently registered with Investment Distributors, Inc.. Investment Distributors, Inc. is a corporation that was formed on August 30, 1993. It is registered with the SEC and in all 50 states, as well as the District of Columbia. The firm has reported one regulatory event.

Not reported

Assets Under Management

Not reported

Total Clients

166

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Hall’s Registration & Firm History

KY

01/03/2022 - Present

Investment Distributors, Inc. (Covington KY)

CA

03/23/2009 - 01/03/2022

CONCOURSE FINANCIAL GROUP SECURITIES, INC. (ENCINITAS CA)

NC

08/20/2007 - 12/31/2008

AXA DISTRIBUTORS, LLC (CHARLOTTE NC)

CO

03/29/2004 - 05/18/2006

TRANSAMERICA CAPITAL, INC. (DENVER CO)

FL

09/10/2003 - 03/30/2004

INTERSECURITIES, INC. (ST. PETERSBURG FL)

CO

01/28/2003 - 07/07/2003

THE LEADERS GROUP, INC. (LITTLETON CO)

NC

04/17/2001 - 02/07/2003

AXA DISTRIBUTORS, LLC (CHARLOTTE NC)

MA

12/09/1992 - 04/30/2001

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

BC

Issued 12/09/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/16/2015

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Lawrence Hall.
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