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Financial Advisors in Kentucky
5,932 Results
Unclaimed

LPL Financial LLC

location

LOUISVILLE, KY

experience

42 Years Experience

0 Disclosures

ADVISOR BIO

Karen Taliaferro Fenwick is a registered representative with LPL Financial LLC. Karen has been in the industry since 1983 and has held previous positions with ADVEST, INC., COMMONWEALTH INSTITUTIONAL SECURITIES, INC., J.J.B. HILLIARD, W.L. LYONS, INC., and STIFEL, NICOLAUS & COMPANY, INCORPORATED. Karen is currently licensed in Kentucky, and Vermont and has a Series 7, 63, and 65 licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

ADP Broker-Dealer, Inc.

location

LOUISVILLE, KY

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Karen Denise Johnson is a financial advisor with ADP Broker-Dealer, Inc. Karen has been in the securities industry since February 28, 2005 and is currently registered with 52 states. Karen's professional licenses include the Series 6, Series 26, and Series 63. Karen holds the SIE exam as well.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Fidelity Brokerage Services LLC

location

COVINGTON, KY

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Karen Alexander is a financial professional with over 2 years of experience in the industry. Karen is currently registered with Fidelity Brokerage Services LLC and holds Series 6, 7, and 63 licenses. Prior to joining Fidelity Brokerage Services LLC, Karen worked at J.P. Morgan Securities LLC. Karen is licensed to provide investment advice in all states.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Wells Fargo Clearing Services, LLC

location

LEXINGTON, KY

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

Karen Leslie Wagner is a financial advisor with Wells Fargo Clearing Services, LLC. Karen has been in the financial services industry since 1993 and has a wide range of experience in investment consulting services to institutional clients. Karen holds the Series 63, Series 7 and SIE licenses. She is registered with the state of Texas as an Investment Advisor Representative and is licensed in 41 states. Karen is dedicated to helping clients achieve their financial goals through personalized financial planning, investment management, and retirement planning.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Seterios Wealth Advisors, LLC

location

LEXINGTON, KY

0 Disclosures

ADVISOR BIO

Karen Lima is an Investment Advisor Representative associated with Seterios Wealth Advisors, LLC. Karen is registered with the state of Florida and Kentucky.

SPECIALIZATIONS

Portfolio Management for Individuals
Unclaimed

Fidelity Brokerage Services LLC

location

COVINGTON, KY

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Karen Kellogg is a securities professional with over 10 years of experience in the financial services industry. Karen is currently registered with Fidelity Brokerage Services LLC and holds the Series 7, Series 63, and SIE licenses. Karen is located in Covington, KY, and works with clients in Kentucky.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Meridian Wealth Management, LLC

location

LEXINGTON, KY

0 Disclosures

ADVISOR BIO

Karen McIntyre is an Investment Advisor Representative at Meridian Wealth Management, LLC. Karen has been in the financial services industry for over 10 years and is registered in Kentucky. She has a Series 65 license.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Raymond James & Associates, Inc.

location

LOUISVILLE, KY

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Karen Lincks is a financial advisor at Raymond James & Associates, Inc. Karen has been in the industry since 2009 and is registered in Indiana and Kentucky. She holds Series 63, 65, 7 and SIE licenses. Karen has experience working with clients from different backgrounds, including individuals, corporations, and retirement plans. Karen is also a Mary Kay Cosmetics Independent Beauty Consultant.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

Wesbanco Securities, Inc.

location

Louisville, KY

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

Karen Quinn Watson is a financial advisor who has been in the industry since October 13, 2009. Karen is currently registered with Wesbanco Securities, Inc. in Indiana and Kentucky. Previously, Karen was registered with PNC INVESTMENTS in Kentucky. Karen has a wide range of experience in the financial services industry, holding registrations with both FINRA and the SEC. Karen specializes in providing financial planning, selection of other advisors, and portfolio management services for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Canopus Wealth Management | PFS ® (Certifications)

location

LOUISVILLE, KY

0 Disclosures

ADVISOR BIO

Karen Alford Parroco is a registered investment advisor representative with Canopus Wealth Management, located in Louisville, KY. Karen has been in the industry since 2010. Karen is a Personal Financial Specialist and is registered in Kentucky. In addition to being a registered advisor, Karen is also an accountant. Karen owns rental properties in Kentucky and Florida.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Individuals

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