Unclaimed
Karen Denise Johnson is a financial advisor with ADP Broker-Dealer, Inc. Karen has been in the securities industry since February 28, 2005 and is currently registered with 52 states. Karen's professional licenses include the Series 6, Series 26, and Series 63. Karen holds the SIE exam as well.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
02/28/2005 - Present
ADP Broker-Dealer, Inc. (LOUISVILLE KY)
BC
Issued 04/25/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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