Unclaimed
Karen Alexander is a financial professional with over 2 years of experience in the industry. Karen is currently registered with Fidelity Brokerage Services LLC and holds Series 6, 7, and 63 licenses. Prior to joining Fidelity Brokerage Services LLC, Karen worked at J.P. Morgan Securities LLC. Karen is licensed to provide investment advice in all states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
10/11/2022 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
05/20/2021 - 09/20/2022
J.P. MORGAN SECURITIES LLC (FLORENCE KY)
BC
Issued 06/09/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/20/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/03/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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