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Karen Alexander

Fidelity Brokerage Services LLC

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About Karen Alexander

Karen Alexander is a financial professional with over 2 years of experience in the industry. Karen is currently registered with Fidelity Brokerage Services LLC and holds Series 6, 7, and 63 licenses. Prior to joining Fidelity Brokerage Services LLC, Karen worked at J.P. Morgan Securities LLC. Karen is licensed to provide investment advice in all states.

Firm Information

Karen Alexander is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karen Alexander’s Registration & Firm History

KY

10/11/2022 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

KY

05/20/2021 - 09/20/2022

J.P. MORGAN SECURITIES LLC (FLORENCE KY)

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Licenses & Designations

BC

Issued 06/09/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/31/2023

Series 7TO - General Securities Representative Examination

BC

Issued 05/20/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/03/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Karen Alexander.
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