Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Taliaferro Fenwick is a registered representative with LPL Financial LLC. Karen has been in the industry since 1983 and has held previous positions with ADVEST, INC., COMMONWEALTH INSTITUTIONAL SECURITIES, INC., J.J.B. HILLIARD, W.L. LYONS, INC., and STIFEL, NICOLAUS & COMPANY, INCORPORATED. Karen is currently licensed in Kentucky, and Vermont and has a Series 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KY
09/30/2024 - Present
LPL Financial LLC (LOUISVILLE KY)
CT
10/24/1994 - 11/17/2005
ADVEST, INC. (HARTFORD CT)
NA
05/16/1990 - 08/30/1994
COMMONWEALTH INSTITUTIONAL SECURITIES, INC.
KY
02/20/1990 - 05/03/1990
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
MO
02/19/1983 - 02/24/1990
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
IA
Issued 12/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/1993
Series 4 - Registered Options Principal Examination
BC
Issued 05/19/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/30/1991
Series 24 - General Securities Principal Examination
BC
Issued 07/25/1991
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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