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Financial Planning Services Advisors in Florida
23,139 Results
Unclaimed

LPL Financial LLC

location

BRADENTON, FL

experience

42 Years Experience

0 Disclosures

ADVISOR BIO

Thomas McDavitt is a financial advisor with over 40 years of experience in the industry. Thomas is currently registered with LPL Financial LLC and has held previous registrations with Commonwealth Financial Network, John Hancock Distributors, Inc., and John Hancock Mutual Life Insurance Company. Thomas holds the Series 6, 62, 63, and 65 licenses and the SIE. Thomas provides financial planning, portfolio management for individuals and businesses, and pension consulting services. Thomas is dedicated to providing personalized financial advice and guidance to help clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

LPL Financial LLC

location

ALTAMONTE SPRINGS, FL

experience

38 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Thomas Lee Henry has been in the financial services industry since June 27, 1987. Currently, Thomas is registered with LPL Financial LLC, and has been registered with them since May 2020. Thomas holds multiple licenses including Series 6, 26, and 63. Thomas has experience with a wide range of firms including Principal Securities, Inc., MML Investors Services, Inc., and IFG Network Securities, Inc. Thomas is also registered in 21 states for both Broker-Dealer and Investment Advisor activities.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Ameriprise Financial Services, LLC

location

The Villages, FL

experience

40 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Thomas Martin Romanac is an investment advisor representative with Ameriprise Financial Services, LLC. Thomas has been in the financial industry since 1984. Thomas is registered with the state of Texas, and holds a number of licenses and certifications, including Series 6, 7, 9, 10, 24, 51 and 63. Thomas has previously worked with IDS Life Insurance Company, IDS Securities Corp., and IDS Financial Services Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Osaic Wealth, Inc.

location

ST PETERSBURG, FL

experience

38 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Moriarty is an active Investment Advisor Representative with Osaic Wealth, Inc. Thomas has been in the industry since 1986. Prior to joining Osaic Wealth, Inc. Thomas worked for Signator Investors, Inc. and Transamerica Financial Advisors, Inc. Thomas has a wide range of experience in the industry and holds multiple licenses and certifications. Thomas Moriarty is committed to providing his clients with the best possible service and advice.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Ruggiero Investments

location

WEST PALM BEACH, FL

experience

33 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Anthony Ruggiero is a financial advisor with over 30 years of experience in the industry. Thomas is currently registered with Ruggiero Investments and has been with the firm since October 2013. Before that, Thomas worked at Dominion Investor Services, Inc., Newport Coast Securities, Inc., and several other firms. Thomas has a broad range of experience in financial planning, retirement planning, insurance and trust services, and portfolio management for individuals and businesses. Thomas also holds a number of professional designations, including Series 63, Series 66, and Series 7.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

MIAMI, FL

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Patrick Halloran is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. He is a licensed advisor in Florida and Texas. Thomas has been in the industry since March 2006. He has prior experience at American Funds Distributors, Inc. and Citigroup Global Markets Inc. Thomas holds the Series 7, Series 26 and Series 66 licenses. His specializations include fixed income, mutual funds, variable annuities, REITs and exchange-traded funds. Thomas's current role is to provide financial advice and investment management services to individuals, families, and businesses.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Wells Fargo Clearing Services, LLC | CFP ® (Certifications)

location

FORT LAUDERDALE, FL

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Whelan is an investment advisor representative at Wells Fargo Clearing Services, LLC. Thomas has been in the financial services industry since July 1994, and has been registered with Wells Fargo Clearing Services, LLC since November 2016. Thomas is licensed to provide investment advice in Florida, North Carolina, and Texas. Thomas holds the Series 63, 7, 9, 10, and SIE licenses. Thomas is a Certified Financial Planner and has a history of experience working with clients such as insurance companies, investment companies, charitable organizations, high-net-worth individuals, corporations, and pension and profit-sharing plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Raymond James Financial Services Advisors, Inc.

location

MIAMI, FL

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Dawson Mays is a financial advisor with Raymond James Financial Services Advisors, Inc. Thomas has been in the financial services industry since June 7, 1993 and is currently registered in Florida and Texas. Thomas is licensed to provide investment advice and financial planning services. Previous experience includes Merrill Lynch, Pierce, Fenner & Smith Incorporated. Thomas is a Series 7, 10, 63 and 65 licensed advisor.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
HOURLY & FIXED RATE CONSULTATIONS
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

JACKSONVILLE, FL

experience

17 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Thomas Debs is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Jacksonville, Florida. Thomas Debs is also registered with the State of Texas as an Investment Advisor Representative. Thomas Debs has been in the financial services industry since 2007. Thomas Debs has experience with Merrill Lynch, Pierce, Fenner & Smith Inc., VALIC Financial Advisors, Inc., Sunset Financial Services, Inc., and TD Waterhouse Investor Services, Inc. Thomas Debs has passed the Series 7, Series 8, Series 63, Series 65 and Series 66 exams. Thomas Debs offers a wide range of services including portfolio management for businesses, portfolio management for individuals, and selection of other advisors.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Wells Fargo Advisors Financial Network, LLC

location

VERO BEACH, FL

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Thomas Rollando is a financial advisor with Wells Fargo Advisors Financial Network, LLC and has been in the industry since 2001. Thomas has a broad range of experience, having worked at several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, UST Financial Services Corp., Dean Witter Reynolds Inc., Dominion Capital Corporation and Prudential-Bache Securities Inc. He has also passed several industry exams including the Series 7, Series 6, Series 63, Series 65, Series 66 and Series 31. He has extensive experience working with a variety of clients including corporations, individuals, charitable organizations and pension and profit-sharing plans. Thomas is committed to providing personalized financial advice to help clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

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