Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Anthony Ruggiero is a financial advisor with over 30 years of experience in the industry. Thomas is currently registered with Ruggiero Investments and has been with the firm since October 2013. Before that, Thomas worked at Dominion Investor Services, Inc., Newport Coast Securities, Inc., and several other firms. Thomas has a broad range of experience in financial planning, retirement planning, insurance and trust services, and portfolio management for individuals and businesses. Thomas also holds a number of professional designations, including Series 63, Series 66, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/15/2019 - Present
Ruggiero Investments (WEST PALM BEACH FL)
FL
04/05/2018 - 07/21/2023
DOMINION INVESTOR SERVICES, INC. (MELBOURNE FL)
NY
06/09/2015 - 08/02/2016
NEWPORT COAST SECURITIES, INC. (NEW YORK NY)
FL
07/09/2010 - 08/16/2013
STERNE AGEE FINANCIAL SERVICES, INC. (COCOA BEACH FL)
FL
02/26/2010 - 07/08/2010
JESUP & LAMONT SECURITIES CORP (INDIALANTIC FL)
FL
01/17/2008 - 02/10/2010
CHASE INVESTMENT SERVICES CORP. (PALM BEACH FL)
FL
05/16/2007 - 01/07/2008
SUNTRUST INVESTMENT SERVICES, INC. (VENICE FL)
FL
04/13/2006 - 09/12/2006
INVESTORS SECURITY COMPANY, INC. (MERRITT ISLAND FL)
MA
10/20/2004 - 11/12/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
04/16/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
05/17/2001 - 02/13/2004
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
07/08/1999 - 05/10/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
07/29/1996 - 02/22/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
06/01/1992 - 08/03/1994
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
09/28/1990 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
NA
07/20/1990 - 10/09/1990
LANDMARK BROKERAGE SERVICES, INC.
NY
08/10/1989 - 11/06/1989
FAHNESTOCK & CO., INC. (NEW YORK NY)
NA
08/01/1989 - 08/16/1989
VANTAGE FINANCIAL SERVICES, INC.
FL
06/29/1989 - 07/21/1989
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NA
03/15/1989 - 07/21/1989
I. A. RABINOWITZ & CO.
NA
11/18/1988 - 03/10/1989
INVESTORS CENTER, INC.
NA
05/24/1988 - 11/22/1988
J. T. MORAN & CO., INC.
NA
11/19/1987 - 06/07/1988
GREELEY SECURITIES, INC.
NA
09/24/1986 - 11/30/1987
MACPEG, ROSS, O'CONNELL & GOLDABER, INC.
BOTH
Issued 11/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/30/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/19/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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