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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Rollando is a financial advisor with Wells Fargo Advisors Financial Network, LLC and has been in the industry since 2001. Thomas has a broad range of experience, having worked at several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, UST Financial Services Corp., Dean Witter Reynolds Inc., Dominion Capital Corporation and Prudential-Bache Securities Inc. He has also passed several industry exams including the Series 7, Series 6, Series 63, Series 65, Series 66 and Series 31. He has extensive experience working with a variety of clients including corporations, individuals, charitable organizations and pension and profit-sharing plans. Thomas is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
07/07/2019 - Present
Wells Fargo Advisors Financial Network, LLC (VERO BEACH FL)
FL
01/13/2009 - 07/02/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VERO BEACH FL)
NY
07/10/2000 - 08/31/2001
UST FINANCIAL SERVICES CORP. (NEW YORK NY)
NY
09/09/1996 - 11/21/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
TX
03/27/1990 - 12/15/1994
DOMINION CAPITAL CORPORATION (DALLAS TX)
NY
09/26/1986 - 02/18/1988
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 01/27/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/18/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2009
Series 7 - General Securities Representative Examination
BC
Issued 07/07/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/18/1996
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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