Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Lee Henry has been in the financial services industry since June 27, 1987. Currently, Thomas is registered with LPL Financial LLC, and has been registered with them since May 2020. Thomas holds multiple licenses including Series 6, 26, and 63. Thomas has experience with a wide range of firms including Principal Securities, Inc., MML Investors Services, Inc., and IFG Network Securities, Inc. Thomas is also registered in 21 states for both Broker-Dealer and Investment Advisor activities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
05/22/2020 - Present
LPL Financial LLC (ALTAMONTE SPRINGS FL)
FL
01/01/1999 - 05/13/2020
PRINCIPAL SECURITIES, INC. (MAITLAND FL)
MA
05/05/1995 - 01/12/1999
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
GA
04/12/1994 - 05/08/1995
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
FL
04/07/1992 - 04/21/1994
INTERSECURITIES, INC. (ST. PETERSBURG FL)
CO
03/03/1992 - 04/10/1992
CONSOLIDATED INVESTMENT SERVICES, INC. (LITTLETON CO)
GA
04/27/1987 - 12/31/1991
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
BC
Issued 01/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/1987
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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