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Financial Planning Services Advisors in Miami, Florida
2,217 Results
Unclaimed

Commonwealth Financial Network | CFP ® (Certifications)

location

MIAMI, FL

experience

34 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Richard Tonkinson is a financial advisor with Commonwealth Financial Network. Richard has been in the industry since 1991. Richard is registered with the state of Florida as an Investment Advisor Representative. Richard holds Series 6, Series 63, and SIE licenses. Richard has a specialization in providing financial planning services to individuals, corporations, pension and profit-sharing plans, high-net-worth individuals, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed
location

Miami, FL

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Richard Steven Torres is a financial advisor with over 4 years of experience in the financial industry. Richard is registered with Morgan Stanley and holds the Series 7TO, Series 66 and SIE licenses. Richard is currently licensed to provide investment advice in 29 states. Richard’s clients include high net worth individuals, charitable organizations, investment companies, insurance companies, pension and profit-sharing plans, corporations, and individuals. Richard is a seasoned financial professional who is committed to helping clients reach their financial goals. Richard's previous employers include Citi Bank, Creara Co., and Old Navy.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Morgan Stanley

location

Miami, FL

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Rita Rivas is a financial advisor who has been in the industry since November 2013. She is currently registered with Morgan Stanley and is licensed in Florida and Texas. Rita has previously worked at Wells Fargo Clearing Services, LLC and AXA Advisors, LLC. Rita is dedicated to providing clients with personalized financial advice and services. Rita is committed to helping her clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Janney Montgomery Scott LLC

location

Miami, FL

experience

45 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Roark Young is a financial professional with over 40 years of experience in the industry. Roark has held registrations with multiple firms, including JHS Capital Advisors, LLC, Ameriprise Financial Services, LLC, and currently with Janney Montgomery Scott LLC. Roark is currently registered as a Registered Representative in Florida, North Carolina, and Texas. Roark offers financial planning, pension consulting, and portfolio management services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Equitable Advisors, LLC

location

MIAMI, FL

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Robert Gutierrez is a financial advisor with Equitable Advisors, LLC based in Miami, Florida. Robert Gutierrez has been in the industry since 2019 and has been registered with the state of Florida since 2019. Equitable Advisors, LLC is a financial advisory firm headquartered in New York City with over 4,000 employees. Robert Gutierrez has 52 state registrations in addition to his registration with FINRA and the state of Florida for Investment Advisor Representatives. Robert Gutierrez is a registered representative of Equitable Advisors, LLC and is also a registered investment advisor representative. He specializes in providing financial planning, pension consulting and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

MIAMI, FL

0 Disclosures

ADVISOR BIO

Robert David Pettit is an investment advisor representative with Corient. Robert has been in the financial services industry since April 2018. Prior to joining Corient, Robert was employed by MassMutual and MML Investors Services, LLC. Robert's professional experience includes a diverse range of roles in finance, education and media. Robert is a graduate of the University of the Arts in Philadelphia. Robert holds a Series 7, SIE and Series 66 licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Security Ratings
Market Timing Services
Publication of Financial Periodicals
Unclaimed

Avantax Advisory Services

location

Miami, FL

experience

34 Years Experience

0 Disclosures

ADVISOR BIO

Robert William Dombrosky has been in the financial industry since February 3, 1991. Robert is currently registered with Avantax Advisory Services, and has been with the firm since October 13, 1993. Robert is licensed to conduct business in Florida, New York, Pennsylvania and South Carolina. Robert holds the following securities licenses: Series 6, Series 7, Series 63, Series 65 and SIE. In addition to his advisory work, Robert is also a Director/Officer for R.W. Dombrosky Associates, Inc., a Director/Officer for Stoneybrook at Country Walk Homeowners Association and an Agent for HD Vest Insurance Agency, LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SOLICITOR REFERRAL SERVICES TO THIRD-PARTY INVESTMENT MANAGERS; PARTICIPANT ENROLLMENT MEETINGS
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

MIAMI, FL

experience

33 Years Experience

0 Disclosures

ADVISOR BIO

Robert Sperber is a financial advisor with over 30 years of experience in the industry. Robert is currently registered with Stifel, Nicolaus & Company, Inc. and Morgan Stanley. Robert has previously worked with Barclays Capital Inc., Morgan Stanley Smith Barney LLC, Citigroup Global Markets Inc, UBS Financial Services Inc, CIBC World Markets, Paine Webber Incorporated, Smith Barney Shearson Inc, and Lehman Brothers Inc. Robert has a wide range of experience and is well-qualified to provide financial advice to individuals and families.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

J.p. Morgan Securities LLC

location

MIAMI, FL

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Robert Romero is a financial advisor with J.P. Morgan Securities LLC. Robert has been in the industry since 2015 and holds Series 6, Series 63 and SIE licenses. Robert is registered in California and Florida. Robert specializes in portfolio management for individuals and businesses, financial planning, and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Principal Securities, Inc. | CFP ® (Certifications)

location

MIAMI, FL

experience

30 Years Experience

0 Disclosures

ADVISOR BIO

Robert Pulles is a financial advisor with Principal Securities, Inc. Robert has over 25 years of experience in the financial industry. Robert is registered with the Securities and Exchange Commission and has a Series 6, 7, 63, and 65 license. Robert is also a Certified Financial Planner. Robert specializes in providing financial planning and investment advice to individuals, high-net-worth individuals, corporations, and other businesses. Robert has previously been registered with FFP Securities, Inc., Signator Investors, Inc., SunTrust Securities, Inc., Robert W. Baird & Co. Incorporated, and Northwestern Mutual Investment Services, LLC. Robert is committed to providing his clients with personalized financial advice and investment strategies.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals

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