Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Sperber is a financial advisor with over 30 years of experience in the industry. Robert is currently registered with Stifel, Nicolaus & Company, Inc. and Morgan Stanley. Robert has previously worked with Barclays Capital Inc., Morgan Stanley Smith Barney LLC, Citigroup Global Markets Inc, UBS Financial Services Inc, CIBC World Markets, Paine Webber Incorporated, Smith Barney Shearson Inc, and Lehman Brothers Inc. Robert has a wide range of experience and is well-qualified to provide financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/04/2015 - Present
Stifel, Nicolaus & Company, Inc. (MIAMI FL)
FL
06/25/2010 - 12/04/2015
BARCLAYS CAPITAL INC. (MIAMI FL)
FL
06/01/2009 - 07/13/2010
MORGAN STANLEY SMITH BARNEY (CORAL GABLES FL)
NY
11/17/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/21/1999 - 12/15/2006
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
11/27/1995 - 11/05/1999
CIBC WORLD MARKETS (NEW YORK NY)
NJ
01/03/1994 - 11/29/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/31/1993 - 01/26/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
12/07/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 12/04/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 11/30/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Sperber is the right advisor for you? Invested Better is here to help.
