Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Pulles is a financial advisor with Principal Securities, Inc. Robert has over 25 years of experience in the financial industry. Robert is registered with the Securities and Exchange Commission and has a Series 6, 7, 63, and 65 license. Robert is also a Certified Financial Planner. Robert specializes in providing financial planning and investment advice to individuals, high-net-worth individuals, corporations, and other businesses. Robert has previously been registered with FFP Securities, Inc., Signator Investors, Inc., SunTrust Securities, Inc., Robert W. Baird & Co. Incorporated, and Northwestern Mutual Investment Services, LLC. Robert is committed to providing his clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
FL
06/15/2021 - Present
Principal Securities, Inc. (MIAMI FL)
FL
08/02/2005 - 02/28/2006
FFP SECURITIES, INC. (CORAL GABLES FL)
MA
11/19/2003 - 08/10/2005
SIGNATOR INVESTORS, INC. (BOSTON MA)
GA
04/03/2003 - 10/28/2003
SUNTRUST SECURITIES, INC. (ATLANTA GA)
WI
07/09/1993 - 09/20/2000
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
10/13/1992 - 09/20/2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
IA
Issued 03/30/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/08/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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