Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roark? Claim Your ProfileRoark Young is a financial professional with over 40 years of experience in the industry. Roark has held registrations with multiple firms, including JHS Capital Advisors, LLC, Ameriprise Financial Services, LLC, and currently with Janney Montgomery Scott LLC. Roark is currently registered as a Registered Representative in Florida, North Carolina, and Texas. Roark offers financial planning, pension consulting, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
FL
10/30/2020 - Present
Janney Montgomery Scott LLC (Miami FL)
FL
08/14/2015 - 11/03/2020
AMERIPRISE FINANCIAL SERVICES, LLC (Coral Gables FL)
FL
12/06/2011 - 08/14/2015
JHS CAPITAL ADVISORS, LLC (MIAMI FL)
FL
02/19/1980 - 08/06/2013
YOUNG, STOVALL AND COMPANY (MIAMI FL)
BOTH
Issued 03/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/11/1980
F04 - Financial Principal Examination
BC
Issued 01/25/1980
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Roark Young is the right advisor for you? Invested Better is here to help.
