Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Carroll is a financial advisor with Cetera Investment Advisers LLC. Robert has been a financial advisor since 1986 and has a strong background in the industry. Robert holds licenses to provide investment advice in a number of states, including Connecticut, Massachusetts, New Hampshire, New Jersey, New York, and Vermont. Robert also has a Series 7, Series 24, Series 63, and Series 66 license. Cetera Investment Advisers LLC provides investment advice to a variety of clients, including high net worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
05/14/2024 - Present
Cetera Investment Advisers LLC (EAST HARTFORD CT)
CT
06/12/1995 - 05/20/2024
OSAIC INSTITUTIONS, INC. (JEWETT CITY CT)
OR
08/01/1994 - 06/09/1995
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
VA
04/28/1994 - 08/04/1994
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
02/11/1992 - 04/29/1994
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NY
03/22/1991 - 02/07/1992
WALL STREET INVESTOR SERVICES (NEW YORK NY)
NY
02/20/1990 - 03/21/1991
FINANCIAL SERVICES MARKETING, INC. (NEW YORK NY)
NA
03/19/1987 - 02/12/1990
INVEST FINANCIAL CORPORATION
WI
03/19/1986 - 02/12/1990
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
06/09/1986 - 02/26/1987
FAHNESTOCK & CO. INC.
BOTH
Issued 09/20/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Carroll is the right advisor for you? Invested Better is here to help.
