Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mofya? Claim Your ProfileMofya Edith Zimba is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. with over 10 years of experience in the financial services industry. Mofya has worked for several firms, including WELLS FARGO CLEARING SERVICES, LLC, and SANTANDER SECURITIES LLC. Mofya is registered with FINRA and is licensed to sell securities in 14 states, including Connecticut, Texas, and California. Mofya holds the Series 66, Series 63, and Series 7TO licenses. She is also a registered Investment Advisor Representative. Mofya specializes in working with individuals and businesses, as well as pension consulting and portfolio management. Mofya is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
10/13/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WINDSOR CT)
CT
10/04/2021 - 08/05/2022
WELLS FARGO CLEARING SERVICES, LLC (BLOOMFIELD CT)
CT
09/27/2019 - 07/07/2021
SANTANDER SECURITIES LLC (Wethersfield CT)
BOTH
Issued 12/13/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/27/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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