Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Scott Fitter is a financial professional with over 30 years of experience in the securities industry. Mitchell has a broad range of experience, including working with a number of firms such as Aegis Capital Corp, Halcyon Cabot Partners, LTD., Advanced Equities, INC., Maxim Group LLC, Investec Ernst & Company, Stuart, Coleman & Co., INC., Josephthal & Co., INC., Lehman Brothers INC., Rosenkrantz Lyon & Ross Incorporated, Marketfield Securities Limited, Equities International Securities, INC., The Stuart-James Company, INCORPORATED, Gruntal & Co. Incorporated, Blinder, Robinson & Co., INC., Dean Witter Reynolds INC. and Baraban Securities, INC.. Mitchell is currently registered with Aegis Capital Corp. and holds licenses for Series 4, 7, 8, 9, 10, 24, 53, 63, and 65 exams. Mitchell specializes in securities, insurance, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CT
10/24/2011 - Present
Aegis Capital Corp. (WESTPORT CT)
NY
10/19/2011 - 10/27/2011
HALCYON CABOT PARTNERS, LTD. (NEW YORK NY)
NY
10/06/2011 - 10/19/2011
ADVANCED EQUITIES, INC. (NEW YORK NY)
NY
10/23/2002 - 10/05/2011
MAXIM GROUP LLC (NEW YORK NY)
NY
06/01/1999 - 10/23/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
03/24/1999 - 06/01/1999
STUART, COLEMAN & CO., INC. (NEW YORK NY)
NY
01/17/1991 - 04/05/1999
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
10/08/1990 - 02/12/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/03/1989 - 10/30/1990
ROSENKRANTZ LYON & ROSS INCORPORATED (NEW YORK NY)
NA
12/16/1988 - 09/13/1989
MARKETFIELD SECURITIES LIMITED
NA
10/04/1988 - 11/26/1988
EQUITIES INTERNATIONAL SECURITIES, INC.
NA
10/31/1988 - 11/16/1988
THE STUART-JAMES COMPANY, INCORPORATED
NA
08/23/1988 - 10/05/1988
GRUNTAL & CO. INCORPORATED
NA
11/16/1984 - 08/31/1988
BLINDER, ROBINSON & CO., INC.
NA
05/16/1988 - 05/26/1988
DEAN WITTER REYNOLDS INC.
NA
09/20/1984 - 11/13/1984
BARABAN SECURITIES, INC.
IA
Issued 01/13/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/24/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/15/1993
Series 24 - General Securities Principal Examination
BC
Issued 08/29/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/28/1988
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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