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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Michael Galluzzo is a financial professional registered in Connecticut and currently employed by Prudential Annuities Distributors, Inc. Michael has been in the financial services industry since 2013. Michael is also a Series 7 and Series 63 licensed professional.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Northwestern Mutual Investment Services, LLC

location

Hartford, CT

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Michael Francis Wengzn is a financial professional registered with Northwestern Mutual Investment Services, LLC. Michael is licensed to provide financial advice in 16 states. Michael's background includes experience in the financial industry and has been active since April 15, 2018. Michael is a registered representative of Northwestern Mutual Investment Services, LLC and an investment advisor representative of Northwestern Mutual Investment Services, LLC. Michael's primary office is located at 20 Church St Ste 710, Hartford, CT 06103.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Interactive Brokers Corp.

location

GREENWICH, CT

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

Michael Krueger is a registered representative with Interactive Brokers Corp. Michael has been in the securities industry since 2003. Michael holds the Series 7, Series 55, Series 57TO and Series 63 licenses. Michael is currently registered in 53 states and territories as a broker and is also a registered representative of FINRA. Michael has previously worked at Timber Hill LLC.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Apricity Financial, LLC | CFC ® (Certifications)

location

NEWTOWN, CT

disclosure

2 Disclosures

ADVISOR BIO

Michael Scott Berry is a financial advisor with Apricity Financial, LLC, a firm that provides financial planning and investment management services to individuals, high-net-worth individuals, and pension and profit-sharing plans. Michael has been in the financial industry since 1999, previously working at firms including LION STREET FINANCIAL, LLC, MSF Investment Advisory LLC, and Northwestern Mutual Investment Services, LLC. Michael is a Chartered Financial Consultant and holds Series 6, 7, and 66 licenses. Michael has experience in insurance sales and implementation, financial planning, and investment management. Michael has also been involved in the creation of a holding company that owns Apricity Financial, LLC. Michael's background and experience provide him with a solid foundation to help clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Portfolio Management for Individuals
Unclaimed

Intelligent Cross LLC

location

STAMFORD, CT

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Michael Sotiropoulos is a financial advisor with Intelligent Cross LLC in Stamford, Connecticut. Michael has been working in the financial industry since 2011 and has a strong track record of providing investment advice to clients. Michael holds the Series 7, Series 24, and Series 63 licenses as well as the SIE and Series 57 exams. Michael has a broad range of experience in the financial industry and is committed to providing clients with the highest quality of service.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Fidelity Personal AND Workplace Advisors | CFP ® (Certifications)

location

FAIRFIELD, CT

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Michael Salvatore Trombetta is an Investment Advisor Representative with Fidelity Personal And Workplace Advisors in Fairfield, CT. Michael has been in the financial services industry since 2014 and has held previous roles with Commonwealth Financial Network, Prudential Annuities Distributors, Inc, and Legg Mason Investor Services, LLC. Michael holds the Series 63, Series 7, and Series 65 licenses. Michael also holds the Certified Financial Planner designation. Michael is registered in 17 states and has offices in Connecticut and Texas.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Roth Capital Partners, LLC

location

STAMFORD, CT

experience

26 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Michael Cohen is a registered representative with Roth Capital Partners, LLC. Michael has been in the financial services industry since 1999. Prior to joining Roth Capital Partners, LLC, Michael worked at MKM Partners LLC, Princeton Securities Group, LLC, Ocean View Capital, LLC, Knight Equity Markets, L.P., Herzog, Heine, Geduld, LLC, Hilliard Farber Securities Corp., Hilliard Farber & Co., Inc., and Prime Capital Services, Inc. Michael holds the Series 7, Series 55, Series 57TO, and SIE licenses.

SPECIALIZATIONS

(1) DISTRIBUTION OF SELL-SIDE RESEARCH REPORTS/CORPORATE ACCESS (2) SOLICITOR
Unclaimed

J.p. Morgan Securities LLC

location

Greenwich, CT

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Michael Lombardo is an investment advisor representative with J.P. Morgan Securities LLC. Michael has been in the industry since 2021 and holds the Series 7TO, Series 66, and SIE licenses. Michael is registered in 53 states for brokerage and 2 states for investment advisory services. Michael's current employment is with J.P. Morgan Securities LLC in Greenwich, Connecticut. Michael is a registered representative of J.P. Morgan Securities LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

BROOKFIELD, CT

experience

33 Years Experience

0 Disclosures

ADVISOR BIO

Michael Deanzeris is a financial advisor with over 30 years of experience in the industry. Michael currently works for Osaic Wealth, Inc., a firm with a focus on providing financial planning and investment management services. Michael's prior experience includes roles with SAGEPOINT FINANCIAL, INC. and AMERICAN GENERAL SECURITIES INCORPORATED. Michael is registered in 24 states and holds Series 6, 26, and 63 licenses as well as the SIE exam. Michael specializes in a wide range of investment strategies including portfolio management, investment management, and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Concourse Financial Group Securities, Inc.

location

West Hartford, CT

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Michael Anthony Bacon is a registered representative with Concourse Financial Group Securities, Inc. Michael is a financial professional with experience in financial and insurance services. Michael is also a tax preparer. Michael is registered to provide securities and investment advisory services in Connecticut, Florida, Iowa, Massachusetts, New Hampshire, New York, South Carolina, Texas, Utah and Vermont.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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