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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Bankers Life Securities, Inc.

location

MILFORD, CT

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Michael Allen Ball has been in the financial services industry since August 29, 2017. Michael is currently registered with Bankers Life Securities, Inc. and has licenses to practice in the following states: Connecticut, Florida, Massachusetts, New York, Vermont and Virginia. Michael holds the following licenses: Series 63, SIE, and Series 6.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Charles Schwab & CO., Inc.

location

Fairfield, CT

experience

20 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Michael Matthew Promis is a registered investment advisor representative with Charles Schwab & CO., Inc. in Fairfield, Connecticut. Michael has been in the securities industry since December 20, 2005, and has held previous roles with TD Ameritrade, Inc., First Allied Securities, Inc., Citigroup Global Markets Inc., and Ameriprise Financial Services, Inc. Michael holds the Series 66, Series 7, and SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

DARIEN, CT

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Michael Emhardt is a financial advisor with over 12 years of experience in the financial services industry. Michael has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since February 2011, and previously worked at J.P. Morgan Securities LLC from 2009 to 2011. Michael is licensed to provide investment advice in multiple states, including Connecticut, New York, and Texas. Michael holds the Series 63, Series 66, Series 7, and SIE licenses. Michael specializes in providing investment advice to a wide range of clients, including individuals, families, businesses, and institutions.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Lifestyle Freedom Advisory Group, LLC

location

Mystic, CT

0 Disclosures

ADVISOR BIO

Michael Begin is an investment advisor representative who has been in the industry for over 30 years. Michael is registered in Connecticut, New York, California and Florida and holds Series 6, 7, 63, and 65 securities licenses. Michael is currently affiliated with Lifestyle Freedom Advisory Group, LLC. Before joining Lifestyle Freedom Advisory Group, LLC, Michael worked at several firms, including Grant Williams L.P., LPL Financial Corporation, and Sun Investment Services Company. Michael's specialties include financial planning, portfolio management for individuals, and selection of other advisors.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Oppenheimer & Co. Inc.

location

STAMFORD, CT

experience

36 Years Experience

0 Disclosures

ADVISOR BIO

Michael Miele is a financial advisor with over 30 years of experience in the industry. Michael is registered with Oppenheimer & Co. Inc. in Connecticut and New York. Michael has Series 7, Series 63, Series 65 and SIE licenses. Michael has previously worked with Wachovia Securities, LLC, Prudential Securities Incorporated and Thomson McKinnon Securities Inc. Michael specializes in providing financial planning services, portfolio management services, and selection of other advisors to individuals, corporations, and other entities.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

AMA Securities LLC

location

STAMFORD, CT

experience

13 Years Experience

0 Disclosures

ADVISOR BIO

Michael Francis Dockman is a registered representative with Ama Securities Llc. Michael has been in the industry since April 25, 2012 and has a Series 24, Series 99TO, SIE, and Series 79. Michael is currently registered with FINRA and AMA Securities Llc.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Cambridge Investment Research Advisors, Inc. | CFP ® (Certifications)

location

Farmington, CT

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Michael Gerard Lecours is a financial advisor with over seven years of experience in the financial services industry. Michael is currently registered with Cambridge Investment Research Advisors, Inc. and holds a Series 7, Series 66, and SIE licenses. Michael provides financial planning, portfolio management, and investment advisory services to individuals, families, and businesses. Michael is committed to helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Unclaimed

Ameriprise Financial Services, LLC

location

GREENWICH, CT

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Michael Bucci is an Investment Advisor Representative at Ameriprise Financial Services, LLC. Michael has been in the industry since 2008. Michael has passed the Series 6, 7, 24, 63 and 65 exams. Michael is registered in 22 states for both broker-dealer and investment advisory activities. Michael also provides financial planning and insurance services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Interactive Brokers LLC

location

GREENWICH, CT

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Michael P. Gibbons is a financial professional registered with Interactive Brokers LLC in Greenwich, CT. Michael has been in the financial services industry since September 13, 2018. Michael has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99).

SPECIALIZATIONS

No specializations listed.

Unclaimed

Knights OF Columbus Asset Advisors LLC | CFC ® (Certifications)

location

NEW HAVEN, CT

0 Disclosures

ADVISOR BIO

Michael Burkitt is an investment advisor representative with Knights of Columbus Asset Advisors LLC. Michael has been in the industry since 1993, previously working at Securian Financial Services, Inc., Princor Financial Services Corporation and MML Investors Services, Inc. Michael is registered with the state of West Virginia.

SPECIALIZATIONS

Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles

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