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Financial Advisors in Connecticut
11,410 Results
Unclaimed

RMC Investment Advisors

location

WEST HARTFORD, CT

0 Disclosures

ADVISOR BIO

Michael William Herlihy is an investment advisor representative at RMC Investment Advisors. Michael has been in the industry since August 1998 and is registered with the state of Connecticut, having passed the Series 66 Uniform Combined State Law Examination. Michael is also registered in Texas, having passed the Series 7 General Securities Representative Examination, Series 8 General Securities Sales Supervisor Examination and the Uniform Combined State Law Examination. Michael has previous experience with Advest, Inc. where he worked from 1998 to 1999. Michael is a member of Kingston Real Estate Partners, LLC and Downstream Properties LLC.

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Summit Financial, LLC | CFP ® (Certifications)

location

STRATFORD, CT

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Michael Aloi is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with Summit Financial, LLC. Previously, Michael was affiliated with Summit Equities, Inc. Michael has a series 7 and series 66 license and is a Certified Financial Planner. Michael's areas of expertise include financial planning, portfolio management, and retirement planning. Michael is committed to providing clients with personalized financial advice and guidance.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

VP Distributors LLC

location

HARTFORD, CT

experience

35 Years Experience

0 Disclosures

ADVISOR BIO

Michael Gohlke has been in the financial services industry since 1990. Michael is currently registered with VP Distributors LLC and is licensed to conduct business in Arizona and California. Michael's career includes previous experience with IVY MACKENZIE DISTRIBUTORS, INC.. Michael holds a Series 6, 7, 63, and 65 license as well as the SIE.

SPECIALIZATIONS

No specializations listed.

Unclaimed

UBS Financial Services Inc.

location

HARTFORD, CT

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Michael Aram Decorleto is an investment advisor representative for UBS Financial Services Inc. Michael has been in the industry since 2000, and has experience at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Quick & Reilly, Inc. Michael is licensed to provide investment advisory services in Connecticut and Texas. Michael is also licensed as a broker-dealer in 33 states and the District of Columbia.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Michael Alan Fogle is a registered representative with Prudential Annuities Distributors, Inc. Michael has been in the financial services industry since 2010 and has held previous positions with Equitable Distributors, LLC, Nationwide Investment Services Corporation, and Edward Jones. Michael is a Series 7 and Series 66 licensed professional. Michael has a professional license in California, Florida, Ohio, and South Dakota.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Allstate Financial Services, LLC

location

Plainfield, CT

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Michael Skaling is a financial advisor with Allstate Financial Services, LLC, with over eight years of experience in the industry. Michael holds Series 6 and 63 securities licenses and has been registered with the state of Connecticut since 2014. Michael's current registration also includes New Hampshire and Rhode Island. Michael is also licensed to sell variable contracts.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Milestone Asset Management Group, LLC

location

AVON, CT

0 Disclosures

ADVISOR BIO

Michael Mezheritskiy is an investment advisor representative with Milestone Asset Management Group, LLC. Michael has been in the industry since 2000. Michael is registered with the state of Connecticut and New York. Michael has a Series 6, 7, 63, and 65. Michael specializes in Financial Planning, Portfolio Management for Individuals, and Selection of Other Advisers. Michael is also the Host and Writer for the podcast "Fresh Perspective Planning" which may cover certain financial topics but is designed to be general in nature.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Freedom Investment Management, Inc.

location

HARTFORD, CT

0 Disclosures

ADVISOR BIO

Michael Mooney is an Investment Advisor Representative at Freedom Investment Management, Inc. based in HARTFORD, CT. Michael has been in the industry since 2013 and has previously worked at Portsmouth Financial Services, EQIS Securities, LLC, AssetMark Brokerage, LLC, and Capital Brokerage Corporation. Michael holds the Series 6, Series 65, and SIE licenses. Michael specializes in providing financial planning, portfolio management for individuals, businesses, and pooled investment vehicles, as well as pension consulting and selection of other advisors.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
MODEL PROVIDER/STRATEGIST
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Interactive Brokers LLC

location

GREENWICH, CT

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Michael P. Gibbons is a financial professional registered with Interactive Brokers LLC in Greenwich, CT. Michael has been in the financial services industry since September 13, 2018. Michael has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99).

SPECIALIZATIONS

No specializations listed.

Unclaimed

AMA Securities LLC

location

STAMFORD, CT

experience

13 Years Experience

0 Disclosures

ADVISOR BIO

Michael Francis Dockman is a registered representative with Ama Securities Llc. Michael has been in the industry since April 25, 2012 and has a Series 24, Series 99TO, SIE, and Series 79. Michael is currently registered with FINRA and AMA Securities Llc.

SPECIALIZATIONS

No specializations listed.

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