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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Symmetry Partners

location

GLASTONBURY, CT

experience

30 Years Experience

0 Disclosures

ADVISOR BIO

Michael Lawrence Storer is a financial advisor at Symmetry Partners in Glastonbury, Connecticut. Michael has been in the financial industry since 1995 and has a wide range of experience in investment management, portfolio construction, and business development. Michael is registered with FINRA and the state of Connecticut. Michael holds the Series 6, Series 7, Series 63, and Series 66 licenses. Michael specializes in working with individuals, businesses, investment companies, and pension and profit-sharing plans.

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SUB-ADVISOR
Unclaimed
location

NORTH HAVEN, CT

experience

24 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Michael Thompson is a financial advisor registered with LPL Financial LLC in North Haven, CT. Michael has over 20 years of experience in the industry. Michael is also registered with the state of Texas as an investment advisor representative. Michael offers financial planning, portfolio management for businesses and individuals, pension consulting, and educational seminars. Michael is licensed to provide financial advice to individuals, businesses, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

USI Securities, Inc.

location

GLASTONBURY, CT

experience

38 Years Experience

0 Disclosures

ADVISOR BIO

Michael O'Rourke is an investment advisor representative with USI Securities, Inc. based in Glastonbury, CT. Michael has been in the financial services industry since February 1987. Prior to joining USI Securities, Inc., Michael worked at The Leaders Group, Inc. and Essex Financial Services, Inc. Michael holds the Series 6, 7, 24, 26, 52, 53, 62, 63, 65, 82TO, 99TO, and SIE licenses. Michael is registered with the state of Connecticut.

SPECIALIZATIONS

Selection of Other Advisors
Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Michael Tocci is a financial professional with over 12 years of experience in the industry. Michael is currently registered with Prudential Annuities Distributors, Inc. and holds Series 6, Series 63 and SIE licenses. Michael is licensed in six states: California, Montana, Nevada, Oregon, Pennsylvania and Washington.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Osaic Institutions, Inc.

location

MERIDEN, CT

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Michael Brendon Cook is an investment advisor representative with Osaic Institutions, Inc., based in Meriden, CT. Michael has been in the industry since 2002. Michael works with both individual and institutional clients. Michael has been registered with FINRA since 2000, and currently holds the Series 6, 7, 52, 53, 63 and 65 licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
SOLICITATION SERVICES FOR OTHER ADVISERS
Unclaimed

ASL Capital Markets Inc.

location

STAMFORD, CT

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Michael Fleischer is a financial professional registered with asl capital markets inc. in Stamford, CT. Michael holds the Series 82TO license.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Wells Fargo Clearing Services, LLC

location

WESTPORT, CT

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Michael Leonardo Pappa is an Investment Advisor Representative registered with Wells Fargo Clearing Services, LLC. Michael has been working in the financial industry since June 14, 1999. Michael's professional experience includes roles at Janney Montgomery Scott LLC and Westport Resources Investment Services, Inc.. Michael is licensed in 32 states and has passed the Series 7, Series 55, Series 63, and SIE exams. Michael specializes in providing portfolio management for individuals and businesses, as well as investment consulting services to institutional clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Ameriprise Financial Services, LLC

location

HARTFORD, CT

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Michael Bradford Snow is a financial advisor who has been working in the industry since April 19, 2006. Michael is currently registered as a Registered Representative with Ameriprise Financial Services, LLC in Connecticut and Texas. Michael is licensed in multiple states and has several years of experience working with a variety of clients, including individuals, families, businesses, and retirement plans. Michael also provides financial planning and asset allocation services. Ameriprise Financial Services, LLC is a large financial services firm that provides a wide range of services to individuals and businesses. They are headquartered in Minneapolis, Minnesota and have offices throughout the United States. Ameriprise Financial Services, LLC has over 12,000 financial advisors and manages over $1 billion in assets for their clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Commonwealth Financial Network | CFP ® (Certifications)

location

Stratford, CT

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Michael Chaffee is a financial advisor with Commonwealth Financial Network. Michael has been in the financial services industry since July 1997. Michael is registered in 21 states. Michael is also a Certified Financial Planner.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Piper Sandler & Co.

location

Greenwich, CT

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

Michael Thurlow is a financial professional with over 28 years of experience in the industry. Michael is currently registered with Piper Sandler & Co. and previously worked at Weeden & Co. L.P., UBS Securities LLC, SBC Warburg Dillon Read Inc. and Cantor Fitzgerald Securities. Michael holds the Series 7, Series 55, Series 57TO and SIE licenses. Michael is registered in 11 states, including Arizona, California, Colorado, Connecticut, Florida, Georgia, Missouri, New York, North Carolina, Pennsylvania, and Texas. Michael has a strong background in investment banking and capital markets, with a focus on public finance.

SPECIALIZATIONS

Portfolio Management for Businesses
ANALYTICAL REPORTS/PUBLIC FINANCE CONSULTING PROGRAM

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