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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Emhardt is a financial advisor with over 12 years of experience in the financial services industry. Michael has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since February 2011, and previously worked at J.P. Morgan Securities LLC from 2009 to 2011. Michael is licensed to provide investment advice in multiple states, including Connecticut, New York, and Texas. Michael holds the Series 63, Series 66, Series 7, and SIE licenses. Michael specializes in providing investment advice to a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/24/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DARIEN CT)
DE
03/12/2009 - 02/16/2011
J.P. MORGAN SECURITIES LLC (NEWARK DE)
BOTH
Issued 06/23/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/03/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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