Invested Better
Financial Advisors in Connecticut
11,410 Results
Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Michael J. Siciliano is a financial professional with over 10 years of experience in the industry. Michael is currently registered with Prudential Annuities Distributors, Inc. and is licensed in Connecticut. Michael holds the Series 6 and Series 63 securities licenses. Michael is committed to providing clients with personalized financial advice and guidance.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Franklin Distributors, LLC

location

STAMFORD, CT

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Michael Andrulis is a financial advisor at Franklin Distributors, LLC, a registered investment advisor. Michael has been in the financial services industry since August 13, 2015 and is registered in 19 states. Michael holds the Series 6, Series 7, Series 63, and SIE licenses.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Citigroup Global Markets Inc.

location

Stamford, CT

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Michael Erb is an investment advisor representative associated with Citigroup Global Markets Inc. Michael has been in the industry since 1995. Prior to joining Citigroup Global Markets Inc. Michael was employed by Thompson, Siegel & Walmsley LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION ADVICE
Security Ratings
Publication of Financial Periodicals
Unclaimed

LPL Financial LLC

location

NORTH HAVEN, CT

experience

42 Years Experience

0 Disclosures

ADVISOR BIO

Michael Raymond is a financial advisor at LPL Financial LLC. Michael has been in the financial services industry since 1983 and holds the Series 6, 7, 24, and 63 licenses. Michael is registered with the state of Connecticut. Michael is an active registered representative of LPL Financial LLC. Michael's current employer has over 20,000 licensed agents and investment advisor representatives. LPL Financial LLC is a multi-faceted firm that advises individuals, corporations, high-net-worth individuals, insurance companies, investment companies, charitable organizations, and pension and profit-sharing plans. The firm manages over $463 billion in assets.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

HARTFORD, CT

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Michael Flaherty is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Michael has been active in the securities industry for over 6 years and has experience with a variety of investment products and services. He is licensed in multiple states, including Connecticut and Texas, and is able to provide investment advice to individuals, businesses, and institutions. Michael’s prior experience includes a role at WELLS FARGO CLEARING SERVICES, LLC. Prior to that, Michael worked at WELLS FARGO BANK, NA in a branch location in Connecticut. Michael holds the Series 6, 7, 63 and 65 licenses. Michael has been registered with the Securities and Exchange Commission since 2017.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Charles Schwab & CO., Inc.

location

Fairfield, CT

experience

20 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Michael Matthew Promis is a registered investment advisor representative with Charles Schwab & CO., Inc. in Fairfield, Connecticut. Michael has been in the securities industry since December 20, 2005, and has held previous roles with TD Ameritrade, Inc., First Allied Securities, Inc., Citigroup Global Markets Inc., and Ameriprise Financial Services, Inc. Michael holds the Series 66, Series 7, and SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM
Unclaimed

Commonwealth Financial Network

location

GLASTONBURY, CT

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Michael Nicoletti is a financial advisor registered with Commonwealth Financial Network. Michael has been in the industry since 2018 and holds a Series 7 and Series 66 license. Michael is registered in 16 states. The firm's main office is located in Waltham, Massachusetts. Commonwealth Financial Network provides financial planning services for individuals, businesses, and institutions. Michael also works in fixed insurance sales, spending 1% of their time during business hours on this activity.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

USI Securities, Inc.

location

GLASTONBURY, CT

experience

38 Years Experience

0 Disclosures

ADVISOR BIO

Michael O'Rourke is an investment advisor representative with USI Securities, Inc. based in Glastonbury, CT. Michael has been in the financial services industry since February 1987. Prior to joining USI Securities, Inc., Michael worked at The Leaders Group, Inc. and Essex Financial Services, Inc. Michael holds the Series 6, 7, 24, 26, 52, 53, 62, 63, 65, 82TO, 99TO, and SIE licenses. Michael is registered with the state of Connecticut.

SPECIALIZATIONS

Selection of Other Advisors
Unclaimed

Voya Financial Partners, LLC

location

WINDSOR, CT

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Michael A. Rodriguez is a financial advisor with Voya Financial Partners, LLC, a registered investment advisor. Michael is licensed to provide investment advice and sell securities in all 50 states and several U.S. territories. Michael has been in the financial services industry since December 11, 2017, and his current employment with Voya Financial Partners, LLC started on March 30, 2022. Before joining Voya Financial Partners, LLC, Michael worked at ADP BROKER-DEALER, INC. in El Paso, Texas. Michael holds the Series 6, Series 63 and SIE securities licenses.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

NEW HAVEN, CT

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

Michael Prior is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Michael has been in the securities industry since December 1991. Michael holds Series 7, 63 and 65 licenses and is registered with FINRA. Michael is licensed in 29 states and offers a range of services, including portfolio management for individuals and businesses, performance measurement reports, allocation modeling, IPS, research reports and services, and pension consulting.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

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