Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Francis Dockman is a registered representative with Ama Securities Llc. Michael has been in the industry since April 25, 2012 and has a Series 24, Series 99TO, SIE, and Series 79. Michael is currently registered with FINRA and AMA Securities Llc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
04/26/2012 - Present
AMA Securities LLC (STAMFORD CT)
BC
Issued 06/28/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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