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Financial Advisors in Connecticut
11,410 Results
Unclaimed
location

Westport, CT

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Anne Conway is a financial advisor with Morgan Stanley. Anne is a licensed representative and has been in the financial services industry since 1998. Anne holds a Series 7, Series 63, and SIE licenses. She is registered with FINRA and in 32 states. Anne's current registration with Morgan Stanley began in August of 2013. Prior to working with Morgan Stanley, Anne worked at UBS Financial Services Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed
location

STAMFORD, CT

0 Disclosures

ADVISOR BIO

Anneke Niemira is a registered investment advisor representative at New Edge Wealth. Anneke has worked in the financial services industry since June 2008. Anneke is licensed to provide investment advice in Connecticut and Virginia. Anneke specializes in portfolio management, financial planning, and pension consulting. Anneke has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

STAMFORD, CT

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Annette Vitti is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Annette has been in the industry since June 2004. Annette is registered to provide investment advice in 51 states. Annette is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. and is also registered as an investment advisor in Texas.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

LPL Financial LLC

location

TERRYVILLE, CT

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Annette Hassan is a financial advisor at LPL Financial LLC, a firm with over 1900000 client accounts and over $463 billion in regulatory assets under management. Annette Hassan is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Annette Hassan's firm offers a wide range of financial services, including financial planning, portfolio management, and retirement planning.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

SOUTHBURY, CT

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Anni Berkeley is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. Anni is also registered as an investment advisor representative in Connecticut and New York. Anni has been in the securities industry since May 10, 2016. Anni is licensed to provide investment advice and securities products in 53 states and territories, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Anni is a specialist in financial planning, portfolio management, pension consulting, and research reports and services.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

AMG Distributors, Inc.

location

Stamford, CT

experience

30 Years Experience

0 Disclosures

ADVISOR BIO

Annmarie Maguire is a financial advisor with AMG Distributors, Inc., based in Stamford, CT. Annmarie has been in the financial services industry since 1994. Annmarie holds several licenses, including Series 7, Series 24, Series 55, and Series 63. In addition to her licenses, Annmarie has also passed the Securities Trader Exam (Series 57TO), the Securities Industry Essentials Examination (SIE), and the Limited Representative-Equity Trader Exam (Series 55). Previously, Annmarie worked at TWEEDY, BROWNE COMPANY LLC.

SPECIALIZATIONS

No specializations listed.

Unclaimed

NEW England Capital Financial Advisors LLC | CFP ® (Certifications)

location

SOUTH MERIDEN, CT

0 Disclosures

ADVISOR BIO

Ann marie Ocone is a financial advisor with New England Capital Financial Advisors LLC. Ann marie has been in the industry since 2010 and is registered with the state of Connecticut as an Investment Advisor Representative. Ann marie holds Series 6, 63, and 65 licenses and is also a Certified Financial Planner. Ann marie specializes in financial planning and portfolio management for both individuals and businesses. Ann marie has experience working with clients of all types, including individuals, businesses, high-net-worth individuals, pension plans, and charitable organizations. Prior to joining New England Capital Financial Advisors LLC, Ann marie worked at PURSHE KAPLAN STERLING INVESTMENTS and HARVEST CAPITAL LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

BCW Securities LLC

location

WESTPORT, CT

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Ansong Samuel Omari is a financial advisor currently registered with BCW Securities LLC in Westport, Connecticut. Ansong has been in the securities industry since December 10, 2017. Ansong holds a Series 63, Series 79, and SIE license. Ansong is registered in Connecticut and New York.

SPECIALIZATIONS

No specializations listed.

Unclaimed
location

Stamford, CT

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Anthony Perrino is a financial advisor who has been in the industry since 2012. Anthony is currently registered with Cowen AND Co. in Stamford, CT. Anthony has experience with Deutsche Bank Securities Inc. and JNK Securities Corp.. Anthony is a Series 7, Series 55, Series 57TO, Series 63 and SIE licensed advisor. Anthony is licensed in Connecticut, New Jersey and New York.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Janney Montgomery Scott LLC

location

DARIEN, CT

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Anthony Perillo is a financial advisor with Janney Montgomery Scott LLC, a firm with approximately $1 billion to $10 billion in assets under management. Anthony is licensed to provide financial services in Connecticut and New York. Anthony has a diverse background in the financial industry, with experience at both Janney Montgomery Scott and Scottrade, Inc. Anthony holds the Series 7, Series 63, and SIE licenses and is also certified as a financial planner. Anthony specializes in portfolio management for businesses and individuals, as well as financial planning and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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