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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

HARTFORD, CT

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Anne Hildreth is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. She is a registered representative in Connecticut and holds the Series 66, 7TO, SIE and Series 24 licenses. Anne has over 10 years of experience in the financial services industry. Anne's specializations include: * Retirement Planning * College Savings * Estate Planning * Insurance * Mutual Funds * Stocks and Bonds Anne is committed to providing her clients with personalized financial advice and guidance.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed
location

STAMFORD, CT

0 Disclosures

ADVISOR BIO

Anneke Niemira is a registered investment advisor representative at New Edge Wealth. Anneke has worked in the financial services industry since June 2008. Anneke is licensed to provide investment advice in Connecticut and Virginia. Anneke specializes in portfolio management, financial planning, and pension consulting. Anneke has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

STAMFORD, CT

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Annette Vitti is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Annette has been in the industry since June 2004. Annette is registered to provide investment advice in 51 states. Annette is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. and is also registered as an investment advisor in Texas.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

LPL Financial LLC

location

TERRYVILLE, CT

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Annette Hassan is a financial advisor at LPL Financial LLC, a firm with over 1900000 client accounts and over $463 billion in regulatory assets under management. Annette Hassan is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Annette Hassan's firm offers a wide range of financial services, including financial planning, portfolio management, and retirement planning.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

SOUTHBURY, CT

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Anni Berkeley is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. Anni is also registered as an investment advisor representative in Connecticut and New York. Anni has been in the securities industry since May 10, 2016. Anni is licensed to provide investment advice and securities products in 53 states and territories, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Anni is a specialist in financial planning, portfolio management, pension consulting, and research reports and services.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

AMG Distributors, Inc.

location

Stamford, CT

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

Annmarie Maguire is a financial advisor with AMG Distributors, Inc., based in Stamford, CT. Annmarie has been in the financial services industry since 1994. Annmarie holds several licenses, including Series 7, Series 24, Series 55, and Series 63. In addition to her licenses, Annmarie has also passed the Securities Trader Exam (Series 57TO), the Securities Industry Essentials Examination (SIE), and the Limited Representative-Equity Trader Exam (Series 55). Previously, Annmarie worked at TWEEDY, BROWNE COMPANY LLC.

SPECIALIZATIONS

No specializations listed.

Unclaimed

NEW England Capital Financial Advisors LLC | CFP ® (Certifications)

location

SOUTH MERIDEN, CT

0 Disclosures

ADVISOR BIO

Ann marie Ocone is a financial advisor with New England Capital Financial Advisors LLC. Ann marie has been in the industry since 2010 and is registered with the state of Connecticut as an Investment Advisor Representative. Ann marie holds Series 6, 63, and 65 licenses and is also a Certified Financial Planner. Ann marie specializes in financial planning and portfolio management for both individuals and businesses. Ann marie has experience working with clients of all types, including individuals, businesses, high-net-worth individuals, pension plans, and charitable organizations. Prior to joining New England Capital Financial Advisors LLC, Ann marie worked at PURSHE KAPLAN STERLING INVESTMENTS and HARVEST CAPITAL LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

BCW Securities LLC

location

WESTPORT, CT

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Ansong Samuel Omari is a financial advisor currently registered with BCW Securities LLC in Westport, Connecticut. Ansong has been in the securities industry since December 10, 2017. Ansong holds a Series 63, Series 79, and SIE license. Ansong is registered in Connecticut and New York.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Allstate Financial Services, LLC

location

STAMFORD, CT

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Anthony Marciano is a financial advisor with Allstate Financial Services, LLC. Anthony is based in Stamford, CT and has been in the industry since 2002. Anthony holds Series 7, 9, 10, 63 and 65 licenses. Anthony has previously worked at UBS Financial Services Inc. and Morgan Stanley DW Inc.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Tourmaline Partners, LLC

location

STAMFORD, CT

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

Anthony Douglas Garden is a financial advisor with Tourmaline Partners, LLC. Anthony has been in the industry since June 22, 2010. Anthony is registered to sell securities in Connecticut, Illinois, Massachusetts, and New York. Anthony holds the Series 7, Series 55, Series 63, Series 57TO, Series 99TO, and SIE licenses. Anthony was previously employed by GREENWICH PRIME TRADING GROUP, LLC in Dallas, TX from June 23, 2010, to January 28, 2011.

SPECIALIZATIONS

No specializations listed.

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