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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Citigroup Global Markets Inc.

location

GREENWICH, CT

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Antonio Mora is an investment advisor representative at Citigroup Global Markets Inc., and has been in the financial industry since 2022. Antonio has a combined state law exam license and holds the Series 31, Series 7TO, and SIE securities exams. Antonio has specializations in asset allocation advice, financial planning, pension consulting, publication of periodicals, and the selection of other advisers. Antonio is also registered in Florida.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION ADVICE
Security Ratings
Publication of Financial Periodicals
Unclaimed

LPL Financial LLC

location

WATERBURY, CT

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Antonio Americo Ciocca is a financial advisor registered with LPL Financial LLC and Institutional Investment Consulting (IIC). Antonio has been in the financial services industry since 1997. Antonio has an active registration as a Registered Representative in Connecticut and Virginia. Antonio is also an active Investment Advisor Representative in Connecticut, Louisiana and Washington, D.C. Antonio's primary office is located in Naugatuck, CT and his current registrations are in Connecticut, Louisiana and Washington, D.C. Antonio has a Series 7, Series 24, Series 63 and Series 65.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Voya Financial Advisors, Inc.

location

WINDSOR, CT

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Antonio Aguilar is a financial advisor with Voya Financial Advisors, Inc. based in Windsor, CT. Antonio is registered with the state of Connecticut and holds licenses for Series 63, Series 7TO and SIE. Antonio has experience in the financial services industry since 2022. Antonio specializes in providing financial planning, educational seminars, selection of other advisors and portfolio management for both businesses and individuals.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

Greenwich, CT

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Antonio Debarros is a financial advisor registered with Morgan Stanley. Antonio has been in the financial industry since 2006. Antonio holds FINRA Series 7, 31, and 66 licenses. Antonio works with a wide range of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, and insurance companies. Antonio can provide financial planning, asset allocation advice, and portfolio management services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

J.p. Morgan Securities LLC

location

DANBURY, CT

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Antonio Sebastian Dispensa is a registered investment advisor with J.p. Morgan Securities LLC. Antonio has been in the industry since August 2006 and is licensed to provide investment advice in Arizona, California, Colorado, Connecticut, Florida, Georgia, Hawaii, Illinois, Iowa, Maine, Maryland, Massachusetts, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Texas, Utah, Vermont, Virginia, and Washington. Antonio is a Series 6, 7, 63, and 65 licensed professional with the SIE and holds a FINRA license. Prior to working with J.p. Morgan Securities LLC, Antonio worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Banc of America Investment Services, Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Charles Schwab & CO., Inc.

location

West Hartford, CT

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Antonio Rafael Alves is a financial advisor with over 7 years of experience in the industry. Antonio is currently registered with Charles Schwab & Co., Inc. and previously worked at LPL Financial LLC, Triad Advisors LLC, Key Investment Services LLC, and Prudential Annuities Distributors, Inc. Antonio holds Series 6, 7TO, 63, and 65 licenses. Antonio specializes in Portfolio Management for Individuals and Financial Planning.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM
Unclaimed

Connecticut Wealth Management, LLC | CFC ® (Certifications)

location

FARMINGTON, CT

0 Disclosures

ADVISOR BIO

Antonio Disorbo is a financial advisor in Farmington, CT. Antonio has been working in the financial services industry for over 30 years. He currently is registered with Connecticut Wealth Management, LLC, and is actively registered with the state of Connecticut. Prior to his current employment, Antonio was with LPL Financial LLC in Avon, CT. Antonio has a wide range of experience working with individual investors, high-net-worth individuals, corporations and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Individuals
ASSETS UNDER ADVISEMENT
Unclaimed
location

Hartford, CT

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Antonio Giuliani is a registered representative and investment advisor representative with Morgan Stanley. Antonio has been in the securities industry since 2019. Antonio holds Series 7TO, Series 63, Series 65 and SIE licenses and is registered in 47 states and Puerto Rico. Antonio works at the Hartford, CT branch office of Morgan Stanley.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Philosmith Securities LLC

location

STAMFORD, CT

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Anurag Sanjay Pandey is a financial professional who is registered with Philosmith Securities LLC. Anurag has been working in the financial services industry since April 10, 2023. Anurag has passed the Series 63, Series 79TO, and SIE exams. Anurag is registered in Connecticut.

SPECIALIZATIONS

No specializations listed.

Unclaimed

UBS Securities LLC

location

STAMFORD, CT

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

April Aspinwall is a registered representative with UBS Securities LLC. April has been in the securities industry since September 9, 2012. April holds the Series 99 and SIE licenses. April is located in Stamford, CT.

SPECIALIZATIONS

No specializations listed.

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