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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann marie? Claim Your ProfileAnn marie Ocone is a financial advisor with New England Capital Financial Advisors LLC. Ann marie has been in the industry since 2010 and is registered with the state of Connecticut as an Investment Advisor Representative. Ann marie holds Series 6, 63, and 65 licenses and is also a Certified Financial Planner. Ann marie specializes in financial planning and portfolio management for both individuals and businesses. Ann marie has experience working with clients of all types, including individuals, businesses, high-net-worth individuals, pension plans, and charitable organizations. Prior to joining New England Capital Financial Advisors LLC, Ann marie worked at PURSHE KAPLAN STERLING INVESTMENTS and HARVEST CAPITAL LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
05/25/2012 - Present
NEW England Capital Financial Advisors LLC (SOUTH MERIDEN CT)
CT
01/02/2013 - 10/03/2023
PURSHE KAPLAN STERLING INVESTMENTS (SOUTH MERIDEN CT)
CT
10/04/2010 - 12/31/2012
HARVEST CAPITAL LLC (SOUTH MERIDEN CT)
BC
Issued 05/01/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/22/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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