Unclaimed
Anthony Douglas Garden is a financial advisor with Tourmaline Partners, LLC. Anthony has been in the industry since June 22, 2010. Anthony is registered to sell securities in Connecticut, Illinois, Massachusetts, and New York. Anthony holds the Series 7, Series 55, Series 63, Series 57TO, Series 99TO, and SIE licenses. Anthony was previously employed by GREENWICH PRIME TRADING GROUP, LLC in Dallas, TX from June 23, 2010, to January 28, 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/18/2011 - Present
Tourmaline Partners, LLC (STAMFORD CT)
TX
06/23/2010 - 01/28/2011
GREENWICH PRIME TRADING GROUP, LLC (DALLAS TX)
BC
Issued 08/04/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/22/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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