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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Quint Capital Corp.

location

Greenwich, CT

experience

40 Years Experience

0 Disclosures

ADVISOR BIO

Kevin Royce Oarr is a financial advisor with over 30 years of experience in the industry. Kevin has a Series 3, 7, 63 and 65 licenses and is a registered representative of Quint Capital Corp. Kevin specializes in providing financial planning and portfolio management services for individuals. Kevin has been active in the financial industry since 1985 and has held previous positions at Oppenheimer & Co. Inc., Citigroup Global Markets Inc., Prudential Securities Incorporated and PaineWebber Incorporated. Kevin is also a life and health insurance agent.

SPECIALIZATIONS

Portfolio Management for Individuals
Unclaimed

State Farm VP Management Corp.

location

Middlefield, CT

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Kevin William Bates is a financial professional registered with State Farm VP Management Corp. Kevin has been in the financial services industry since June 29, 2014. Kevin has a Series 6, Series 63, and SIE licenses. Kevin is registered with the state of Maine.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Bankers Life Securities, Inc.

location

Danbury, CT

experience

36 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Kevin G. Roberts is a financial professional with over 30 years of experience in the industry. Kevin currently works at Bankers Life Securities, Inc. and is registered to conduct business in Connecticut and New York. Kevin has previously worked for PROEQUITIES, INC., UVEST FINANCIAL SERVICES GROUP, INC., INVESTEC ERNST & COMPANY, GRUNTAL & CO., L.L.C., and HERZFELD & STERN INC.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Imperial Capital, LLC

location

Stamford, CT

experience

38 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Kevin Ecclesine is a financial advisor registered with Imperial Capital, LLC and has been active in the industry since March 3, 1987. Kevin has passed the Series 63, Series 24, Series 8, SIE, Series 3, Series 7, and Series 6 exams. Kevin is registered in 19 states including California, Colorado, Connecticut, Florida, Illinois, Kansas, Massachusetts, Minnesota, Missouri, New Jersey, New Mexico, New York, Ohio, Oklahoma, Pennsylvania, Rhode Island, Texas, Utah, and Wisconsin. Kevin previously worked at UBS Securities LLC, CRT Capital Group LLC, FEP Investments LLC, Lehman Brothers Inc., Schroder Wertheim & Co. Incorporated, Tucker Anthony Incorporated, Freeman Securities Company, Inc., E. F. Hutton & Company Inc., Robert W. Baird & Co. Incorporated, and NML Equity Services, Inc.

SPECIALIZATIONS

No specializations listed.

Unclaimed

AQR Investments, LLC

location

GREENWICH, CT

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Kevin Ross Petterson is a financial advisor with over 10 years of experience in the financial services industry. Kevin is currently registered with AQR Investments, LLC and has a strong track record of providing personalized financial advice to clients. Kevin has experience working with clients on a variety of financial needs, including retirement planning, investment management, and insurance.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Ameriprise Financial Services, LLC

location

SOUTHPORT, CT

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

Kevin A Tucker is an investment advisor representative with Ameriprise Financial Services, LLC. Kevin is registered with the state of Connecticut and Texas. Kevin has been in the industry since November 13, 1996. Ameriprise Financial Services, LLC offers investment advisory services including financial planning, portfolio management, and educational seminars. Ameriprise Financial Services, LLC specializes in providing investment advisory services to individuals, corporations, charitable organizations, pension and profit sharing plans, trusts and estates, and insurance companies.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

O'Shaughnessy Asset Management, LLC

location

STAMFORD, CT

0 Disclosures

ADVISOR BIO

Kevin Jacobs is a registered investment advisor representative with O'Shaughnessy Asset Management, LLC. Kevin has been in the financial services industry since 2013 and has experience working with individuals, corporations, pooled investment vehicles, charitable organizations, and government entities. Kevin is committed to helping clients achieve their financial goals through personalized investment strategies. Kevin Jacobs has earned the Series 3, Series 7, Series 63, and Series 66 licenses and is licensed to conduct business in Connecticut.

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Raymond James Financial Services Advisors, Inc.

location

FAIRFIELD, CT

experience

41 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Kevin Brown is a financial advisor with Raymond James Financial Services Advisors, Inc., located in Fairfield, CT. Kevin has over 35 years of experience in the financial services industry. Kevin is registered with the state of Connecticut as an investment advisor representative. Kevin is also a Registered Representative. Kevin is registered with the state of Texas as an investment advisor representative. Kevin's specialties include financial planning, portfolio management, and retirement planning.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
HOURLY & FIXED RATE CONSULTATIONS
Unclaimed

Essex Financial Services, Inc. | CFP ® (Certifications)

location

ESSEX, CT

0 Disclosures

ADVISOR BIO

Kevin Joseph Looby is a financial advisor with Essex Financial Services, Inc. based in Essex, Connecticut. Kevin has been in the financial services industry since 1996 and is a registered investment advisor in multiple states. Kevin has passed a number of industry exams including the Series 6, 7 and 66 and is also a Certified Financial Planner. Kevin has experience with a variety of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans. Kevin's specializations include financial planning, portfolio management for individuals and businesses, and selection of other advisors. Kevin's previous experience includes roles with Fidelity Brokerage Services LLC, Fidelity Investments Institutional Services Company, Inc., and Principal Wealth Partners, LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Raymond James Financial Services Advisors, Inc.

location

DEEP RIVER, CT

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Kevin John Wheeler is a financial advisor at Raymond James Financial Services Advisors, Inc., in Deep River, CT. Kevin has been a financial advisor since 2009. Kevin has been registered with the state of Connecticut since 2011. Kevin has also been registered with Wells Fargo Advisors, LLC, TD Wealth Management Services Inc., and Ameriprise Financial Services, Inc. in the past. Kevin holds the Series 7, Series 66, and SIE licenses. Kevin is a Vice President for Liberty Bank Investment Services, located at 151 Main Street, Deep River, CT, 06417. Kevin can provide a variety of financial services, including financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Kevin is also an Officer for Liberty Bank.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
HOURLY & FIXED RATE CONSULTATIONS

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