ADVISOR BIO

Kathleen Erickson has been in the financial services industry since 1999. Currently registered with Commonwealth Financial Network, Kathleen is licensed to offer investment advice in Connecticut, Florida, Massachusetts, Rhode Island and Virginia. Previously, Kathleen worked at INFINEX INVESTMENTS, INC. , PEOPLE'S SECURITIES, INC. and ADVEST, INC. Kathleen holds Series 7, 24, 63 and 65 licenses. Kathleen specializes in working with individuals, high-net-worth individuals, corporations, charitable organizations, pension plans and state and municipal government entities.

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ADVISOR BIO

Kathleen Sebetka is an investment advisor representative with USI Advisors. Kathleen has been in the financial industry since September 22, 2000. Kathleen holds Series 6, 63, and 65 licenses.

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ADVISOR BIO

Kathleen Ann Montano is an active investment advisor representative with Wells Fargo Clearing Services, LLC in Mystic, Connecticut. Kathleen has been in the financial services industry since June 11, 1997. Kathleen's firm, Wells Fargo Clearing Services, LLC, has offices in St. Louis, Missouri and has over 14,700 licensed agents, 15,975 investment advisor representatives and 19,871 registered representatives, with over $558 Billion in regulatory assets under management. Kathleen is registered to offer investment advisory services in Texas. She is also registered to offer securities products and services in 33 states.

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ADVISOR BIO

Kathleen Ann Smith is a financial advisor with over 30 years of experience in the financial services industry. Kathleen has held positions at several prominent firms, including Morgan Stanley, Royal Alliance Associates, UBS Financial Services Inc., and Piper Jaffray Inc. Currently, Kathleen is a Registered Representative and Investment Advisor Representative at Washington Trust Advisors, where Kathleen provides financial planning and investment management services to individuals, families, and institutions. Kathleen is committed to helping her clients achieve their financial goals through a personalized approach that takes into account their individual needs, risk tolerance, and time horizon. Kathleen holds the Series 7, Series 63, and Series 65 licenses and is a Certified Financial Planner (CFP®).

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ADVISOR BIO

Kathleen Marie Aubrey-bergonzi is a financial professional with over four years of experience in the financial services industry. Kathleen Marie Aubrey-bergonzi is currently registered with Osaic Institutions, Inc. in Meriden, Connecticut. Prior to this, Kathleen Marie Aubrey-bergonzi was employed at LPL FINANCIAL LLC and AXA DISTRIBUTORS, LLC. Kathleen Marie Aubrey-bergonzi holds licenses for Series 6, Series 63 and SIE exams. Kathleen Marie Aubrey-bergonzi specializes in providing financial planning, pension consulting, and educational seminars to individuals and businesses.

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ADVISOR BIO

Kathleen Sidley Parks has been working in the financial services industry since 1996. Kathleen is a CERTIFIED FINANCIAL PLANNER™ professional and is licensed to provide investment advice in Connecticut and Tennessee. She is currently registered with Apella Wealth. Previously, Kathleen worked at Securities America, Inc. and Guardian Investor Services Corporation. Kathleen is an experienced financial advisor who provides financial planning and portfolio management services to individuals and businesses.

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ADVISOR BIO

Kathleen Fedor is a registered representative with Prudential Annuities Distributors, Inc. Kathleen is a Series 6TO and SIE licensed professional. Kathleen has been in the securities industry since April 2021.

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ADVISOR BIO

Kathleen M. Black is an investment advisor representative and a registered securities agent. Kathleen has been in the securities industry for over 5 years and is currently registered with J.p. Morgan Securities LLC in Greenwich, CT. Kathleen is registered with the Securities Investor Protection Corporation (SIPC) and is licensed in 53 states, District of Columbia and Puerto Rico. Kathleen's previous employment includes J.P. Morgan Securities LLC, where she worked from 2018 to 2021. Kathleen holds the Series 7, Series 63, and Series 66 licenses. She specializes in portfolio management for businesses and individuals, as well as financial planning and pension consulting.

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ADVISOR BIO

Kathleen Baker is a financial professional registered with Prudential Annuities Distributors, Inc. Kathleen has been in the financial services industry since August 31, 2000. Kathleen's experience includes time with American Skandia Marketing, Inc. Kathleen's registrations include Series 6, Series 26, and Series 63. Kathleen holds registrations in 15 states including Connecticut, Arizona, Florida, and others.

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ADVISOR BIO

Kathleen Kempf is a financial advisor with over 28 years of experience. Kathleen has a Series 6, Series 26, and SIE license. She currently works for Voya Financial Partners, LLC and is based in Windsor, Connecticut.

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