ADVISOR BIO

Kathleen Cassidy is a registered representative with MML Investors Services, LLC. Kathleen joined MML Investors Services, LLC on March 25, 2017, and previously worked for MSI FINANCIAL SERVICES, INC.. Kathleen has passed the Securities Industry Essentials Examination and the General Securities Representative Examination. Kathleen has specialized in a variety of investment products and services.

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ADVISOR BIO

Kathleen McElaney is a financial advisor at UBS Financial Services Inc. Kathleen has been in the industry since 2017. Kathleen has a Series 66 license, along with the Series 7TO and SIE exams. Kathleen is registered in 40 states for both securities and investment advisory. Kathleen's branch office is located in Stamford, CT.

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ADVISOR BIO

Kathleen Ann Montano is an active investment advisor representative with Wells Fargo Clearing Services, LLC in Mystic, Connecticut. Kathleen has been in the financial services industry since June 11, 1997. Kathleen's firm, Wells Fargo Clearing Services, LLC, has offices in St. Louis, Missouri and has over 14,700 licensed agents, 15,975 investment advisor representatives and 19,871 registered representatives, with over $558 Billion in regulatory assets under management. Kathleen is registered to offer investment advisory services in Texas. She is also registered to offer securities products and services in 33 states.

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ADVISOR BIO

Kathleen Neri is a financial advisor with Prudential Annuities Distributors, Inc. in Shelton, Connecticut. Kathleen is registered with the state of Connecticut to offer investment products. Kathleen has been in the securities industry since May 9, 2005. Prior to working with Prudential Annuities Distributors, Inc., Kathleen worked at PRUCO SECURITIES, LLC. in Plymouth, Minnesota and HARTFORD EQUITY SALES COMPANY INC. in Simsbury, Connecticut.

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ADVISOR BIO

Kathleen Sidley Parks has been working in the financial services industry since 1996. Kathleen is a CERTIFIED FINANCIAL PLANNER™ professional and is licensed to provide investment advice in Connecticut and Tennessee. She is currently registered with Apella Wealth. Previously, Kathleen worked at Securities America, Inc. and Guardian Investor Services Corporation. Kathleen is an experienced financial advisor who provides financial planning and portfolio management services to individuals and businesses.

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Kathleen Gartland Whitmore is a financial advisor with Captrust. Kathleen has been in the industry since 2011 and is registered in Connecticut. Kathleen is licensed to offer investment advisory services and securities products, including financial planning, portfolio management, and retirement planning. Kathleen's experience includes working with individual clients and institutions, including high-net-worth individuals, pension plans, and charitable organizations.

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ADVISOR BIO

Kathleen Erickson has been in the financial services industry since 1999. Currently registered with Commonwealth Financial Network, Kathleen is licensed to offer investment advice in Connecticut, Florida, Massachusetts, Rhode Island and Virginia. Previously, Kathleen worked at INFINEX INVESTMENTS, INC. , PEOPLE'S SECURITIES, INC. and ADVEST, INC. Kathleen holds Series 7, 24, 63 and 65 licenses. Kathleen specializes in working with individuals, high-net-worth individuals, corporations, charitable organizations, pension plans and state and municipal government entities.

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Kathleen Fedor is a registered representative with Prudential Annuities Distributors, Inc. Kathleen is a Series 6TO and SIE licensed professional. Kathleen has been in the securities industry since April 2021.

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ADVISOR BIO

Kathleen Ringler is a financial advisor with RBC Capital Markets, LLC. Kathleen has been in the industry since 2001. She has a series 7, 6, 63 and 65 securities license. Kathleen has a proven track record in providing financial advice to a wide range of clients, including individuals, businesses, and institutions. Kathleen is committed to helping her clients achieve their financial goals. Kathleen was previously registered with Infinex Investments, Inc, Commonwealth Financial Network, and Legend Equities Corporation.

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ADVISOR BIO

Kathleen Ann Riocci is an investment advisor representative at Principal Securities, Inc. Kathleen is registered with the Securities and Exchange Commission as an investment advisor representative, and she holds Series 6, Series 63, and Series 65 licenses. Kathleen is licensed to sell investment products in 33 states and the District of Columbia. Kathleen has experience in the financial services industry since July 28, 2016. Principal Securities, Inc. is a registered investment advisor and broker-dealer with headquarters in Des Moines, Iowa. The firm provides investment advisory services to individuals, businesses, and institutions, as well as financial planning, pension consulting, and educational seminars.

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