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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Wells Fargo Clearing Services, LLC

location

DANBURY, CT

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Kevin Jay Hoogenboom is a registered representative with Wells Fargo Clearing Services, LLC. Kevin has been in the industry since June 11, 2017. Kevin is registered in 36 states and 3 jurisdictions. Kevin holds a Series 66, 7, 9, 10, and SIE. Kevin is currently working at the Lemoyne, PA branch of Wells Fargo Clearing Services, LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

LPL Financial LLC

location

NEW BRITAIN, CT

experience

25 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Kevin Benson Fox is an investment advisor representative with over 20 years of experience in the financial services industry. Kevin has been with LPL Financial LLC since July 2020, and previously held roles with Stifel, Nicolaus & Company, Incorporated and Wachovia Securities, LLC. Kevin holds the Series 7, 31, and 66 licenses, and is registered in multiple states.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Knights OF Columbus Asset Advisors LLC

location

NEW HAVEN, CT

0 Disclosures

ADVISOR BIO

Kevin Wayne Pierce is a registered Investment Advisor Representative with Knights of Columbus Asset Advisors LLC. Kevin is licensed in Kansas and Oklahoma. Kevin has been in the industry since December 2006. Kevin has a Series 65 license and has been with Knights of Columbus Asset Advisors LLC since January 2021. Kevin is also the owner and operator of Kapstone LLC, a real estate company, and is a General Agent for Knights of Columbus Insurance.

SPECIALIZATIONS

Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Shine Financial Services, LLC

location

Brookfield, CT

0 Disclosures

ADVISOR BIO

Kevin Shine is a financial advisor with Shine Financial Services, LLC, based in Brookfield, CT. Kevin has been in the industry for 25 years, specializing in financial planning, investment advisory services, and consulting services. He has extensive experience working with individuals, high-net-worth individuals, and pooled investment vehicles.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Individuals
CONSULTING SERVICES
Portfolio Management for Pooled Investment Vehicles
Unclaimed
location

Westport, CT

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Kevin Peter Goggins is a financial advisor registered in 43 states and two provinces. Kevin is a registered representative of Morgan Stanley and holds the Series 7TO, Series 66, and SIE licenses. Kevin has been working in the securities industry for over three years. Kevin is based in the Westport office of Morgan Stanley.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Connecticut Wealth Management, LLC | CFP ® (Certifications)

location

FARMINGTON, CT

0 Disclosures

ADVISOR BIO

Kevin Briganti is a financial advisor with Connecticut Wealth Management, LLC located in Farmington, Connecticut. He specializes in providing financial planning and portfolio management services to individuals, corporations and charitable organizations. Kevin has been in the financial industry for over 10 years. He holds the Series 65 license and the Certified Financial Planner designation. In addition to his work as a financial advisor, Kevin is also an on-ice official in the American Hockey League and Hockey East Association.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Individuals
ASSETS UNDER ADVISEMENT
Unclaimed

Franklin Distributors, LLC

location

STAMFORD, CT

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Kevin Golden is a financial professional with over 20 years of experience in the industry. Kevin is currently registered with Franklin Distributors, LLC and holds Series 7, Series 63 and Series 66 licenses. Kevin has prior experience with several other firms, including Franklin Templeton Financial Services Corp., Franklin/Templeton Distributors, Inc., Pershing LLC, OppenheimerFunds Distributor, Inc., NYLIFE Distributors Inc., Hornblower & Weeks, Inc., and Global Financial Group, Inc. Kevin is registered in the states of California, Connecticut, Florida, Massachusetts, New Jersey, and New York.

SPECIALIZATIONS

No specializations listed.

Unclaimed

O'Shaughnessy Asset Management, LLC

location

STAMFORD, CT

0 Disclosures

ADVISOR BIO

Kevin Jacobs is a registered investment advisor representative with O'Shaughnessy Asset Management, LLC. Kevin has been in the financial services industry since 2013 and has experience working with individuals, corporations, pooled investment vehicles, charitable organizations, and government entities. Kevin is committed to helping clients achieve their financial goals through personalized investment strategies. Kevin Jacobs has earned the Series 3, Series 7, Series 63, and Series 66 licenses and is licensed to conduct business in Connecticut.

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Commonwealth Financial Network

location

Woodstock, CT

0 Disclosures

ADVISOR BIO

Kevin T. Lewis is an investment advisor representative at Commonwealth Financial Network. Kevin is registered with the state of Connecticut as an investment advisor. Kevin has experience in the financial services industry. Kevin has been with Commonwealth Financial Network since July 2024, previously working at PricewaterhouseCoopers Advisory Services LLC in Boston, Massachusetts. Kevin has specialized knowledge in various areas including Retirement, Education, Estate Planning, Financial planning for Individuals, and Business Owners.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

NEW York Life Investment Management LLC

location

Mystic, CT

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Kevin Moore is a financial professional with over 10 years of experience in the industry. He is currently registered with New York Life Investment Management LLC and is licensed in all 50 states. Kevin has a strong background in investment management and has worked with a variety of clients, including individuals, businesses, and institutions. He is committed to providing his clients with personalized financial advice and investment strategies.

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles

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